- Wells Fargo (Charlotte, NC)
- …+ Familiarity with derivatives (eg, interest rate swaps, CDS, equity options) and securities financing (eg, repos, securities lending ). + Work experience ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- US Bank (Charlotte, NC)
- …derivatives, foreign exchange, subscription finance, private placements, and repo and securities lending . **PRIMARY RESPONSIBILITIES:** + Provide legal support ... as in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance,… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Credit Portfolio Consultant as part of Securities Based Lending Credit Management part of Wealth and Investment Management. ... first line of defense to provide product support for the Securities Based Lending business. + Participate in consulting services and identify opportunity for… more
- Truist (Charlotte, NC)
- …units as a subject matter expert to facilitate evaluation of tax-exempt lending opportunities, including sales process, closing and ongoing issues related to the ... and Federal tax requirements, as well as client needs. 7. Support Tax-Exempt Lending Manager with projects and strategic work assignments, as needed. Provide back-up… more
- Truist (Greensboro, NC)
- …including Trusts, Power of Attorney. 3. Knowledge in various types of lending products including Securities , Real Estate (1-4 Family and Commercial), ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Huntington National Bank (Winston Salem, NC)
- …your high degree of proficiency in consumer and business deposit products, consumer/home lending , business lending , investments and credit management so that you ... in sales, customer service, relationship management, banking, investments, consumer lending , business banking, business lending , communication and presentation.… more
- Bank of America (Charlotte, NC)
- …Global Wealth & Investment Management line of business on high net worth lending products, services, and regulatory matters including securities based loans, ... pledge and security documentation, applicable consumer and bank regulations, applicable securities regulations, and applicable issues associated with lending to… more
- Wells Fargo (Charlotte, NC)
- …Investment Banking (CIB) as part of The Chief Operating Officer (COO) group for Lending in Banking. Learn more about the career areas and lines of business at ... functions supporting the business + Partner with the Banking Lending COO, Capital and Portfolio Management leadership, and other...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- …& Portfolio Management Group. **In this role, you will:** + Partner with Banking Lending COO team and other internal stakeholders to develop solutions to new and ... to strengthen the infrastructure related to the delivery of lending products. + Support Banking Lending COO...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- …& Company. Our clients have access to Wells Fargo Advisors, referrals from securities -registered bankers in the Consumer Bank and the Wells Fargo Private Bank, our ... of trust, investment, and fiduciary services, including personal trust services. **Banking, Lending & Trust Center of Excellence** Wells Fargo's Banking, Lending … more