- Wells Fargo (Charlotte, NC)
- …group, including **WIM** referral activity. **About this role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo | ... us and for advisors to support their clients. **Banking, Lending , & Trust** **(BL&T)** unlocks access to Wells Fargo...and families based on needs related to banking, custom lending , and trust services. These bank specialists leverage resources,… more
- Robert Half Management Resources (Charlotte, NC)
- …team on a long-term contract basis remote. This role requires deep expertise in securities lending , sponsor repos, and risk management strategies, with a focus ... disclosure frameworks. Responsibilities: * Conduct comprehensive risk assessments related to securities lending and sponsor repos, ensuring alignment with… more
- US Bank (Charlotte, NC)
- …derivatives, foreign exchange, subscription finance, private placements, and repo and securities lending . **PRIMARY RESPONSIBILITIES:** + Provide legal support ... as in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance,… more
- Wells Fargo (Charlotte, NC)
- …SEC, FRB, and OCC rules. + Provide compliance advisory support for Asset-Backed Securities (ABS) issuance, syndication, and lending activities. + Support the ... Structured Products Group (SPG) across both Capital Markets and Warehouse lending functions. This role combines strategic advisory and operational compliance… more
- Wells Fargo (Charlotte, NC)
- …will assist in the marketing, origination, execution and portfolio management of lending facilities and capital markets transactions with a focus on commercial ... assets. The role involves working as part of a client coverage team in creating pitch books, marketing materials for securitizations, developing rating agency presentations, term sheets, underwriting memos, as well as negotiating legal documentation. The… more
- Truist (Charlotte, NC)
- …units as a subject matter expert to facilitate evaluation of tax-exempt lending opportunities, including sales process, closing and ongoing issues related to the ... and Federal tax requirements, as well as client needs. 7. Support Tax-Exempt Lending Manager with projects and strategic work assignments, as needed. Provide back-up… more
- Truist (Greensboro, NC)
- …including Trusts, Power of Attorney. 3. Knowledge in various types of lending products including Securities , Real Estate (1-4 Family and Commercial), ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Huntington National Bank (Winston Salem, NC)
- …your high degree of proficiency in consumer and business deposit products, consumer/home lending , business lending , investments and credit management so that you ... in sales, customer service, relationship management, banking, investments, consumer lending , business banking, business lending , communication and presentation.… more
- JPMorgan Chase (Concord, NC)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more