- Wells Fargo (Charlotte, NC)
- …institutions, and wealth management clients - ensuring efficient processing of securities transactions, cash transactions and loans. The team also manages the ... Excellence, Quality Assurance, Regulatory Operations, and Strategy & Transformation. **Consumer Lending Operations:** + Consumer Lending Operations delivers a… more
- Wells Fargo (Lumberton, NC)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (Charlotte, NC)
- …experience, education **Desired Qualifications:** + Knowledge of Wholesale Banking products ( Lending , Markets, Deposits, etc.) + Experience in areas related to ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Wells Fargo (Charlotte, NC)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Wells Fargo (Charlotte, NC)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Wells Fargo (Charlotte, NC)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Wells Fargo (Charlotte, NC)
- …small business customers + Knowledge and understanding of financial services consumer lending products + Ability to interact with integrity and professionalism with ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Charles Schwab (Asheville, NC)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning +… more
- Huntington National Bank (Winston Salem, NC)
- …under the SAFE Act and Loan Originator under the Truth in Lending Act. If applicable, registration and additional qualifications required. Preferred Qualifications: ... + Securities and life insurance licenses. + Demonstrated success working with high net worth clients. + Proven ability to build strong relationships with clients. +… more
- Wells Fargo (Charlotte, NC)
- …lead credit role relationships, merger and acquisition financing, and/or leveraged lending financings. + Experience with negotiating credit agreements and legal ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more