- Vanguard (Malvern, PA)
- …be at the forefront of drafting and negotiating high-impact legal agreements-from securities lending and repurchase transactions to broker/dealer trading and ... landscape. Responsibilities: + Draft & negotiate various legal documents for securities lending , repurchase agreements, as well as broker/dealer trading… more
- Vanguard (Malvern, PA)
- …The Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending , and Asset Servicing for Vanguard's retail broker-dealer. This ... or regulations change. + Leads and manages various brokerage functions (Margin, Securities Lending , Asset Servicing), oversees performance of operation, and… more
- Vanguard (Malvern, PA)
- …negotiate various legal documents for derivatives, futures, prime brokerage, TBA trading, securities lending , repurchase agreements, as well as general trading ... broker/dealer or investment firm. + Knowledge and experience in derivatives, securities lending , repurchase transactions, and/or custody (legal documentation and… more
- Citizens (Export, PA)
- … units and balances through mortgages, home equity lines, and securities -based lending . + Client satisfaction survey results. Qualifications, Education, ... in-branch or partner introductions. + Grow net deposits, investments, and lending balances by executing comprehensive discovery and financial planning conversations,… more
- Deloitte (Pittsburgh, PA)
- Senior Consultant - Securitization Capital Markets (Commercial Mortgage-Backed Securities Focus) Audit & Assurance - Securitization Capital Markets Services ... procedures on new issuance securitization transactions across Agency Mortgage-Backed Securities (MBS), Asset-Backed Securities (ABS), Commercial Mortgage-Backed … more
- JPMorgan Chase (Warrington, PA)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...of long-term career with the firm **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd… more
- Wells Fargo (Philadelphia, PA)
- …& Company. Our clients have access to Wells Fargo Advisors, referrals from securities -registered bankers in the Consumer Bank and the Wells Fargo Private Bank, our ... of trust, investment, and fiduciary services, including personal trust services. **Banking, Lending & Trust Center of Excellence** Wells Fargo's Banking, Lending … more
- JPMorgan Chase (Philadelphia, PA)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- Wells Fargo (Thorndale, PA)
- …to small business customers + Knowledge and understanding of financial services consumer lending products + Ability to educate and connect customer to technology and ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more
- Wells Fargo (Wayne, PA)
- …small business customers + Knowledge and understanding of financial services consumer lending products + Ability to interact with integrity and professionalism with ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more