- Citigroup (Tampa, FL)
- …Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and ... which may impact the assigned Global Wealth Deposits and Lending businesses. + Support the Global Wealth...Regulation U and Regulation T. + Experience in Wealth securities backed finance lending . **Education:** + Bachelor's… more
- Citigroup (Boca Raton, FL)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides… more
- Citigroup (Jacksonville, FL)
- …Demonstrable track record of impactful organizational improvement + Demonstrable senior Application Support or project management experience relating to ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Bank of America (Jacksonville, FL)
- …Global Wealth & Investment Management line of business on high net worth lending products, services, and regulatory matters including securities based loans, ... **Responsibilities:** + Analyzes legal issues and implications related tohigh net worth lending products and services + Provides legal support in structuring,… more
- Bank of America (Tampa, FL)
- Credit Product Specialist Tampa, Florida **To proceed with your application , you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed with ... your application , you must be at least 18 years of...and deliver credit opportunities (eg, LMA, ISBL, PCL, Custom Lending & Margin) to Financial Advisors existing wealth management… more
- JPMorgan Chase (Jacksonville, FL)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...the completed information you provide during the Chase on-line application process may be transferred, on your behalf, to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …process and systems design changes and develops business cases to support project recommendations. + Generates policies and procedures paralleling the company's ... business requirements and implementation of IT systems and software that support business strategy, process improvements, broker dealer integration and risk… more
- JPMorgan Chase (Orlando, FL)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- Truist (West Palm Beach, FL)
- …the top or bottom of this page. After you click Apply Now and complete your application , you'll be invited to create a profile, which will let you see your ... application status and any communications. If you already have...limited to, the delivery of excellent client service behaviors, support of the Truist segmentation models, full use of… more
- Wells Fargo (Boca Raton, FL)
- …moderately complex customer concerns for possible resolution though discretionary application of applicable resolution protocols + Escalate banking related issues ... duties which may include the offering/negotiating of terms and/or taking an application for a dwelling secured transaction. As such, this position requires… more