- Applied Materials (Santa Clara, CA)
- …report to a senior attorney on the team and will support securities , governance, public company reporting, and general corporate matters. The successful candidate ... to mitigate risk and reduce inefficiencies in processes, forms and operations . + Actively manage external counsel, advisors,vendors and related budgets. **Job… more
- City National Bank (Los Angeles, CA)
- …support and technical documentation. * Principles of banking and finance and securities industry operations . * Business planning and analysis. * Project ... budget interfaces with other accounting systems. * Analysis: Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions. * Communication: Clearly convey information and ideas through a variety of media… more
- Western Digital (Irvine, CA)
- …senior legal team members. This position will report to our VP of Securities and Corporate Governance, Legal Operations and Government Affairs. The successful ... candidate will be a highly trusted, organized individual who exercises a great deal of discretion, and has exceptional interpersonal and multi-tasking skills. The ideal candidate describes themselves as a strategic business partner and is driven, focused,… more
- Capital One (Sacramento, CA)
- …+ At least 8 years of experience in Capital Markets, Accounting, Front Office, Trade Operations in fixed income securities , or a combination + At least 1 year ... intelligent solution that enables superior decision making and best-in-class execution, operations , and risk management for the Treasury department. We are… more
- Raymond James Financial, Inc. (Palm Desert, CA)
- …+ Become trained and skilled to effectively and efficiently function in the Operations Manager role: + Performs back-up for all operational functions as required by ... & 10 licensed. + Recruits, selects, orients, trains and supervises branch operations associates. + In conjunction with the Branch Manager conducts ongoing… more
- S&P Global (San Francisco, CA)
- …+ Apply comprehensive credit knowledge to analyze complex bond securities , economic indicators, management structures, governance frameworks, and challenging ... finance, or related field + Experience with housing finance agency operations , affordable housing tax credits, or community development finance + Track… more
- City National Bank (Los Angeles, CA)
- …Advisory Program accounts and work directly with clients, Financial Advisors, CNS Investment Operations and CNB Trust Operations to open, fund, and provide ... all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA… more
- Thrivent Financial (Newbury Park, CA)
- …researching, and communicating inquiries regarding their accounts and supports the daily operations of the practice. As an Associate Financial Advisor, you'll be a ... + Adaptable and flexible , thriving in changing or fast-paced environments Requirements + Securities (Series 7 and 66 or Series 7, 63 and 65) and resident state… more
- Bank of America (San Jose, CA)
- …Advisors (FAs). As a WMCA - ADP your journey begins by obtaining your Securities Industry licenses, where you will receive dedicated study time for your ... Securities Industry Essentials [SIE], Series 7, and Series 66...Solutions Advisory + Pipeline Management + Prioritization + Trade Operations Management + Administrative Services + Client Investments Management… more
- City National Bank (Pasadena, CA)
- …management and CNS Brokerage statements with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate with clients about current ... Superior knowledge of credit policies and procedures, and bank operations policies and procedures. * Demonstrated sales and marketing...FINRA Series 7 and 63, and 65 or 66 securities licenses and state insurance license preferred. *WHAT'S IN… more