- Medtronic (Los Angeles, CA)
- …world. **A Day in the Life** This newly created Senior Counsel - Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... This is an exciting opportunity for a legal professional with deep expertise in securities law to contribute to the strategic direction of a business undergoing a… more
- City National Bank (Los Angeles, CA)
- …support and technical documentation. * Principles of banking and finance and securities industry operations . * Business planning and analysis. * Project ... budget interfaces with other accounting systems. * Analysis: Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions. * Communication: Clearly convey information and ideas through a variety of media… more
- Robert Half Finance & Accounting (Berkeley, CA)
- …to obtain Series 65 license within 3-6 months. + Experience with securities trading, custodial operations , and portfolio management tools (Tamarac preferred). ... + Strong skills in Microsoft Office and CRM platforms (Salesforce a plus). + Proven ability to create and document processes. Preferred: + Background in RIA or wealth management environments. + Experience in portfolio analysis and business process automation.… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Operations State Teachers' Retirement System JC-489028 - Investment Officer III, Investment Operations INVESTMENT ... individual to work as an Investment Officer III on the Investment Operations team. Investment Operations provides operational services and oversight across… more
- Robert Half Management Resources (Los Angeles, CA)
- Description We are looking for a skilled Operations Manager to join our team on a contract basis in Los Angeles, California. In this role, you will oversee critical ... operational functions, ensuring the seamless execution of securities settlement, account performance monitoring, and reconciliation processes. This position requires… more
- City National Bank (Los Angeles, CA)
- …SERVICES OFFICER* WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and Assistant Investment Officers supporting the ... Financial Advisors and licensed representatives of City National Securities . Provide training for Financial Advisors, Investment Relationship Officers, Assistant… more
- CalSTRS (Sacramento, CA)
- Job Posting: Operations Support Analyst State Teachers' Retirement System JC-488856 - Operations Support Analyst STAFF SERVICES ANALYST $3,861.00 - $6,276.00 per ... to work as a Staff Services Analyst on the Operations Team. CalSTRS delegated authority to Audit Services to...information and use of a designated trading platform for securities transactions, as well as filing a Statement of… more
- Lincoln Financial (Sacramento, CA)
- …#:** 74762 **The Role at a Glance** The Analyst, Investment Accounting Trade Operations will provide timely and accurate more complex investment data and investment ... and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment… more
- Atria Wealth Solutions (Dublin, CA)
- …to all broker-dealer and regulatory requirements. + Ensure that the goals and operations of the Patelco Financial Solutions aligns with the overall goals and ... and minimize credit union liability. + Ensure that the operations of Patelco Financial Solutions comply with all applicable...coaching experience. + Series 7, 63, 65 (or 66) Securities Registrations, and Life Insurance licenses are required. +… more
- City National Bank (Los Angeles, CA)
- …and transactional support to the Bank and its wealth management operations and subsidiaries. Substantial expertise in advising registered investment advisers and ... is expected to advise on a broad range of matters under the banking and securities laws, including the SEC, FINRA, OCC, FRB, and FDIC, help resolve issues as they… more