- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Securities Operations Specialist** in Business Operations in Alternative Investments as part of Transactions & Processing ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- SMBC (Charlotte, NC)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...withholding statements) + Extensive knowledge and understanding of loan, securities , and derivative products + Knowledge and understanding of… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …of variable annuity products. * Principles of banking and finance and securities industry operations . * Financial markets and products including annuities, ... constantly evolving practices. * Assists clients, branches, advisors and back office operations with general questions on all aspects of our business and intertwined… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... secure, and impactful. + Cross-Business Collaboration: Partner with technology, operations , and client-facing teams to ensure reporting capabilities meet both… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... transmission solution across multiple business lines. - Collaborate with technology, operations , compliance, and product teams to ensure a seamless implementation. -… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... The successful candidate will blend expertise in transaction banking operations , vendor management, and partnership enablement to streamline onboarding, accelerate… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... external stakeholders, managing governance, communications, and alignment across technology, operations , and product partners. **Qualifications & Experience** + 10+… more
- Truist (Charlotte, NC)
- …identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements ... (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the… more