- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits ... and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist, you will play a key role in identifying and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate to join the Annuity Operations Team within Wealth & Investment Management. ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- Wells Fargo (Charlotte, NC)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... Capacity Planning team to lead and execute on WIM Operations Metric Command Center deliverables. This would entail executing...sources. **In this role, you will:** + Lead WIM Operations efforts aligned to metrics, data analysis and modeling… more
- US Bank (Charlotte, NC)
- …loan servicing experience **_Preferred Skills/Experience_** + 5+ years of broker dealer securities operations experience ideally in a clearing and/or settlements ... also a prominent dealer and remarketing agent of municipal securities as well as ABS, structured notes and CDs,...and functionality. + Good product knowledge of fixed income securities + Experience and knowledge of repo processing +… more
- Capital One (Charlotte, NC)
- …processes and procedures and provide training to other associates on M&A operations , securities settlement related issues, while supporting existing products and ... firm. The position will be part of the Commercial Operations team and will involve the processing of functions...functions that include but are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $138,320 - $250,000 USD TD is committed to providing fair ... legacy processes and established practices, offering strategic insights into sector operations , and proactively challenging the status quo to drive innovation and… more
- Truist (Charlotte, NC)
- …identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements ... (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the… more
- Capital One (Charlotte, NC)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... or own completion of significant components of larger audits. + Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risks. + Design and execute… more
- Truist (Charlotte, NC)
- …following job description:** The Managing Director, Accounting - Technology, Data, Operations will play a critical role within the Corporate Controller's ... the accounting and control related activities for the Technology, Data, Operations organization. The leader will possess a comprehensive understanding of topics… more