- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist for our Shared Services Configuration team as part of Corporate ... Investment Banking (CIB) Operations division. This role provides production support and helps...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Bank of America (Charlotte, NC)
- Institutional Fixed Income Client Settlements - Global Market Operations - Global Operationss Charlotte, North Carolina **To proceed with your application, you must ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Institutional-Fixed-Income-Client-Settlements Global-Market- Operations Global-Operationss\_25021879-1) **Job Description:** At Bank of America, we… more
- Lincoln Financial (Raleigh, NC)
- …#:** 74762 **The Role at a Glance** The Analyst, Investment Accounting Trade Operations will provide timely and accurate more complex investment data and investment ... and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment… more
- Bank of America (Greensboro, NC)
- AML Refresh - Operations Sr. Analyst MKTS Greensboro, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Greensboro/AML-Refresh-- Operations -Sr-Analyst-MKTS\_25031434) **Job Description:** At Bank of America, we are… more
- Thrivent Financial (Greensboro, NC)
- …serves as a resource to established Financial Advisors and supports the daily operations of the practice, including, but not limited to utilizing Thrivent computer ... client relations and planning activities. The person in this role supports securities and insurance-related tasks and other administrative tasks as assigned. In… more
- Lincoln Financial (Greensboro, NC)
- …and guidance regarding the proprietary mutual funds, including advice regarding fund operations and fund board matters. **What you'll be doing** * Leading the ... agreements, trading services agreements and other agreements related to portfolio securities and trading matters. * Collaborating with peers and leadership across… more
- Truist (Charlotte, NC)
- …commercial mortgage loans on behalf of the Trustees, with a focus on internal operations related to all aspects of CMBS SASB, CMBS conduit, Agency CMBS, and CLO ... reporting requirements and state and federal laws governing commercial mortgage-backed securities + Quarterly business plan and cash flow preparations and… more
- Atria Wealth Solutions (King, NC)
- …and employee and customer referral programs, etc. + Keep all securities , insurance and licensing current through successful completion of Continuing Education ... EDUCATION - Must have the following abilities: to read, to perform arithmetic operations quickly and accurately; to see details and recognize errors in numbers and… more
- Citigroup (Charlotte, NC)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Wells Fargo (Charlotte, NC)
- …of business development, recruiting, team development, branch administration, compliance, and operations in the branch network + Work with the Market Manager ... retention + Utilize tools to understand policies and procedures, brokerage operations standards and governing bodies regulatory roles and regulations + Collaborate… more