- Deloitte (Charlotte, NC)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... competitive advantage by integrating tax strategy into their business operations while working within the confines of their individual...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- NTT DATA North America (Charlotte, NC)
- …Equities securities lending businesses. + Collaborate with technology and operations teams to ensure successful delivery of 2026 milestones. + Workstream Support ... Services have focused on impacting the core of your business operations with industry-leading outsourcing services and automation. With our industry-specific… more
- Cardinal Health (Raleigh, NC)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Legal Management provides strategic oversight, leadership and direction… more
- City of Durham (Durham, NC)
- …and concepts; conducts field reviews; assesses and evaluates project plans and operations ; calculates costs; and ensures plans and operations comply with ... requirements, standards, policies, and procedures. *Manages project funds and securities ; reviews and manages funds; calculates Construction bonds and ensures… more
- City of Durham (Durham, NC)
- …and concepts; conducts field reviews; assesses and evaluates project plans and operations ; calculates costs; and ensures plans and operations comply with ... requirements, standards, policies, and procedures. + Manages project funds and securities ; reviews and manages funds; calculates Construction bonds and ensures bond… more
- US Bank (Charlotte, NC)
- …internal audit policies and procedures. This position supports the European Union (EU) operations of US Bank namely US Bank Europe Designated Activity Company (USBE) ... subsidiary of US Bank. USBE is headquartered in Cherrywood and has operations in the following EU jurisdictions: Ireland, United Kingdom, Norway, Luxembourg, Spain,… more