- Truist (Charlotte, NC)
- …to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational skills and the ability to multi-task are… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC"), as well as the Federal Deposit Insurance ... such reporting appropriately reflects Truist's financial position and results of operations in compliance with GAAP and regulatory requirements. Respond to relevant… more
- Wells Fargo (Charlotte, NC)
- …robust, client-first investment product platform. + **WIM Product:** Partners across Operations , Technology, and Financial Advisors to advance WIM's 2026 vision ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Siemens Energy (Raleigh, NC)
- …with varied strengths of various skills in Procurement, Finance, Logistics, Operations , Engineering, Tax, and Accounting. Clear direction and communication are ... revenue recognition, invoicing and payment terms, maintenance of project costs, securities , taxes, and insurance requirements + Project Controlling, Forecasting and… more
- UNC Health Care (Rocky Mount, NC)
- …delay of care. 2. Point of Service (POS) Collection Products, Services, and Securities a. Utilizes price estimation tool, as part of the registration process to ... setting. + 2 - 5 years of prior experience in hospital operations management and/or revenue cycle preferred. **Job Details** Legal Employer: Nash Hospitals… more
- RELX INC (Raleigh, NC)
- …accounting firms. About the role As part of the Intelligize Sales Operations Team, the Solution Consultant is responsible for cultivating and maintaining excellent ... MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex… more
- Truist (Winston Salem, NC)
- …ability to underwrite "specialty products" to include marine, recreation vehicles, securities , Regulation O, Regulation U, and airplanes. Includes knowledge related ... training program at a financial institution. 2. Knowledge of Bank's operations , systems, compliance and regulatory issues 3. Experience in credit administration,… more