- JPMorgan Chase (Plano, TX)
- …top-tier teams to shape strategies that redefine efficiency and growth. As an Operations Automation Director in Securities Services, you will spearhead the ... deployment of AI and intelligent automation solutions that transform business operations . Partnering closely with multiple stakeholders, you will lead business… more
- Bank of America (Dallas, TX)
- …Mentoring + Research + Result Orientation **Line of Business Job Description:** The Securities Settlement and Custody Operations group plays a significant role ... : SS&CO Private Bank Settlement Support - Transaction Mgmt. Operations Analyst Dallas, Texas **To proceed with your application, you must be at least 18 years of… more
- Wells Fargo (Irving, TX)
- …Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities Based Lending. The Securities Based Lending team offers purpose and ... and recommend opportunities for process improvement and risk control development within the Securities Based Lending Team + Work in partnership with Co-Head of … more
- Brink's (Coppell, TX)
- …financial institutions, retailers, government agencies, mints, jewelers, and other commercial operations . Our network of operations in 52 countries serves ... participate and grow. Job Description Brink's is seeking an experienced Corporate and Securities Counsel & Assistant Corporate Secretary to join our Legal team. This… more
- Raymond James Financial, Inc. (Frisco, TX)
- …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- MUFG (Irving, TX)
- …of MUFG Bank, Ltd. The role will be focused on supporting the Sanctions Operations team and the entities they support with Sanctions Alert Review, by developing ... and challenge. The AVP will report into the Head of Sanctions Operations . **Responsibilities:** + Develop subject matter expertise regarding Global Sanctions policy,… more
- MUFG (Irving, TX)
- …team will provide more details. Reporting to an Anti-Money Laundering (AML) Operations Department Manager, the AML Operations Team Leader supervises a ... in support of the Bank's BSA/AML program. The AML Operations Team Leader will oversee the work of up...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Charles Schwab (Austin, TX)
- …on site in the specified locations. The Trading and Transfer of Assets (TOA) Operations Team supports the daily trading and transfer activity of Charles Schwab Trust ... trading including mutual funds, equities, ETFs, alternative investments, and non-registered securities . The team is also responsible for participant level rollovers… more
- MUFG (Irving, TX)
- …the FI EDD Support Unit Team Lead within the Global FI EDD Operations Program (the "Program") under Global Financial Crimes Division ("GFCD"), this position supports ... tight deadlines + Advise Global Head of FI EDD Operations on any gaps to the required capacity +...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Lincoln Financial (Austin, TX)
- …#:** 74762 **The Role at a Glance** The Analyst, Investment Accounting Trade Operations will provide timely and accurate more complex investment data and investment ... and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment… more