- Capital One (Plano, TX)
- …processes and procedures and provide training to other associates on M&A operations , securities settlement related issues, while supporting existing products and ... firm. The position will be part of the Commercial Operations team and will involve the processing of functions...functions that include but are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various… more
- JPMorgan Chase (Plano, TX)
- …in a dynamic, fast-paced environment. Job Summary As an Associate II in Securities Services Operations Transformation - Cross Product Change Services, you will ... Join JP Morgan Securities Services and be part of a team...a collaborative team, you will engage with stakeholders across Operations , Product, and Technology. Your expertise will help drive… more
- Capital One (Plano, TX)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... or own completion of significant components of larger audits. + Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risks. + Design and execute… more
- Robert Half Management Resources (Dallas, TX)
- …and operational controls, including reserve computations, net capital calculations, and securities processing. * Evaluate risks across business operations , ... risk management. The successful candidate will bring extensive knowledge of broker-dealer operations and regulations, along with the ability to design and execute… more
- Palo Alto Networks (TX)
- …reporting and insights for all supporting regions aligning with Next Generation Securities deployment model. + Partner closely with Operations and Strategy, ... tight relationships with executive and functional leaders (marketing, channels, operations , product management, learning & enablement, etc.) to assure continuous… more
- MUFG (Irving, TX)
- …will provide more details. **Job Summary:** The Enhanced Due Diligence ("EDD") Operations Analyst will be responsible for performing EDD on Financial Institution ... the Site Visits/Calls as needed + In addition to maintaining daily operations , ad-hoc projects will be assigned regularly **Qualifications:** + Experience in AML/BSA… more
- Charles Schwab (Westlake, TX)
- …the office 4 days a week. As a **Paralegal in our Trading, Marketing, and Operations Legal Group** , you'll play a vital role providing legal support for contracts ... with direct contract drafting and administraton experience. + Experience in the securities industry (large broker- dealer or mutual fund firm) or law firm,… more
- USAA (Plano, TX)
- …of other technical resources needed. + May fulfill the responsibilities of a securities principal: In conjunction and coordination with Securities Counsel and ... and audits. + Responsible for the resolution of complex operations issues and/or member escalations. + Maintains compliance with...degree) + 6 years of experience in financial services operations to include process improvement. + 2 years of… more
- S&P Global (Dallas, TX)
- …in finance, analysis, or related field + Demonstrated interest in local government operations and municipal finance + Strong work ethic and ability to work well ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- TD Bank (Houston, TX)
- …**Job Description:** **2027** **Summer Analyst Program -** **CIB Credit (Houston)** TD Securities is a market leader in Corporate & Investment Banking (CIB), ... to gain hands-on experience and insight into the day-to-day operations of the team. As a summer analyst, you...tasks under direct or general supervision. Exemplifies the TD Securities Culture and Customer Service Philosophy. The intern will… more