- TD Bank (Houston, TX)
- …**Job Description:** **2027** **Summer Analyst Program -** **CIB Credit (Houston)** TD Securities is a market leader in Corporate & Investment Banking (CIB), ... to gain hands-on experience and insight into the day-to-day operations of the team. As a summer analyst, you...tasks under direct or general supervision. Exemplifies the TD Securities Culture and Customer Service Philosophy. The intern will… more
- Charles Schwab (Westlake, TX)
- …partners to ensure timely and accurate settlement of large cash and securities transactions. + Support the implementation and ongoing improvement of trading and ... Experience:** Bachelor's degree in Finance/Economics; 5+ years in settlement operations (including derivatives) within broker/dealer or banking environments. +… more
- JPMorgan Chase (Plano, TX)
- …role acts as a bridge between business development, sales, product, and operations teams, driving project delivery and supporting field adoption to achieve growth ... 2018, you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and...Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor,… more
- Insight Global (Dallas, TX)
- …The Deputy CCO will play a key role in ensuring that the fund's operations comply with applicable federal securities laws, internal policies, and industry best ... program in accordance with the rules and regulations of the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).… more
- Raymond James Financial, Inc. (Austin, TX)
- …reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Scotiabank (Dallas, TX)
- …Mortgage Capital Markets is accountable for leading all technology delivery and operations supporting the buildout and ongoing management of the US Mortgage Capital ... partner closely with business stakeholders across trading, risk, finance, and operations to deliver robust solutions for lending facilities, TBA forwards, client… more
- MUFG (Irving, TX)
- …- Intelligence Delivery (DIA-ID) team, which is part of the GFCD Operations Financial Crime Compliance - Data Analytics (FCC-DA) function, this new position ... functional teams within GFCD to ensure effective and efficient operations with clearly defined roles and responsibilities. **Qualifications:** **Experience/Skills**… more
- MUFG (Irving, TX)
- …Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management Operations Team. The role will support the VP in leading the coordination ... Director, GFCD and Americas Compliance Issues Management and the Director of IM Operations in program development and execution, working with other members of the… more
- Cardinal Health (Austin, TX)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Legal Management provides strategic oversight, leadership and direction… more
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