- S&P Global (Dallas, TX)
- …to expand your ability to assess the risks and controls embedded in the operations of companies responsible for servicing a wide range of asset classes. + Chance ... collaboration with team members and supporting functions, including publishing, operations , communications, and marketing to ensure the integrity, transparency, and… more
- USAA (Plano, TX)
- …resources and systems. Implements changes to promote efficient and effective operations . Assists in the developing of programs to maximize effectiveness of ... Retirement Income areas. + Implements changes to promote efficient and effective operations within Health, Life or Retirement Income. + Identifies, develops, and… more
- Insight Global (Dallas, TX)
- …team has unique insights on the financial industry and its products and operations and it typically involves deep dives into trading activities, product structuring, ... a strong risk and controls mindset, and an understanding of the securities regulatory landscape. They are looking for analytical self-starters that can immediately… more
- Robert Half Legal (Houston, TX)
- …Directors and senior management on matters related to corporate governance and securities law. The ideal candidate will excel in compliance reporting, legal ... analysis, and cross-functional collaboration, ensuring smooth and efficient operations within the governance framework. Responsibilities: * Oversee insider trading… more
- Truist (Dallas, TX)
- …commercial mortgage loans on behalf of the Trustees, with a focus on internal operations related to all aspects of CMBS SASB, CMBS conduit, Agency CMBS, and CLO ... reporting requirements and state and federal laws governing commercial mortgage-backed securities + Quarterly business plan and cash flow preparations and… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Charles Schwab (Westlake, TX)
- …interactions. RLO-FR is primarily responsible for Schwab's engagement with its securities regulators, including the SEC, FINRA, CFTC, NFA, and international and ... state securities regulators, on regulatory inquiries and examinations. The **Senior...intake, assignment, and recordkeeping processes; serve as primary centralized operations support; assist with exam coordination and administration; and… more
- Navy Federal Credit Union (North Richland Hills, TX)
- Overview To act as the general securities Supervising Principal for Navy Federal Investment Services (NFIS) registered sales personnel and NFIS online offerings. To ... comply with state, federal, legal and regulatory agency requirements. Oversee securities and insurance activities by reviewing, approving and monitoring new… more
- Cardinal Health (Austin, TX)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Privacy is responsible for providing advice, counsel, and… more