- Fifth Third Bank, NA (Tampa, FL)
- …Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). Responsible ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through ongoing education and knowledge of industry best practices. **Knowledge of:** + Operations and New Accounts systems. + Advanced customer operations and ... and principles. + Investment concepts, practices and procedures used in the securities industry and as required by New Accounts. **Preferred Skills &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …cost allocation concepts and practices. + Principles of banking and finance and securities industry operations . **Skill in** + Analyzing financial information. + ... Performing mathematical calculations. + Operating standard office equipment and using required software applications, including word processing, spreadsheets and databases. + Preparing, processing and maintaining transaction documentation, files, and records.… more
- MyFlorida (Tampa, FL)
- …COMPETITIVE EMPLOYMENT OPPORTUNITY CLASS TITLE: FINANCIAL CONTROL ANALYST DIVISION: SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA COUNTY: HILLSBOROUGH The Office of ... banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money… more
- MyFlorida (Tampa, FL)
- …relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or ... risk management or a Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (CAMS); and/or a Certified Public Accountant (CPA) designation. + One… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and industry best practices through ongoing education, attending conferences, and reading specialist media. **Knowledge of:** + Securities industry related to ... making. + Uses an understanding of numerical concepts to perform mathematical operations such as report analysis with guidance (but not constant supervision). +… more
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