- Citigroup (Tampa, FL)
- The Securities & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources,… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Communication between clients and internal… more
- Citigroup (Tampa, FL)
- The Lead Counsel II is a senior level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this role is ... Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency… more
- Citigroup (Tampa, FL)
- …external clients and internal teams, resolving or escalating issues to senior management appropriately. + Process daily collateral movements, exposure management, ... within the business. + Development of communication skills and exposure to senior management by providing management updates at a regional level and participating… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance ... and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidelines as well as firm policies governing advisory accounts. A Senior Advisor, general investment advisory is expected to conduct reviews which can ... contact with internal customers to identify, research, and resolve problems. The Senior Advisor in this role will support Raymond James' Private Client Group… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation ... and settlement reporting. + Monitors and keeps up to date with securities /advisory regulations and applies them accordingly. + Interprets, applies and recommends… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trading patterns and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Works independently on difficult ... conflicts. * Monitors and keeps up to date with applicable securities /advisory regulations. * Interprets, applies and recommends changes to organizational policies… more
- TD Bank (Lake Mary, FL)
- …Mary, Florida, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $55,000 - $65,000 USD TD is committed to providing fair ... Services employees bring diverse talents and experiences to provide value to TD Securities . Our team offers a dynamic and inclusive environment where individuals can… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews ... trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to… more
Recent Searches
- Medical Assistant Psr (United States)
- Student Cdl A Driving (United States)
- USA Coach Ops Mgr (Pennsylvania)
- Quality Performance Strategy Manager (United States)
Recent Jobs
-
Adjunct Instructor, Nursing Clinical
- Cecil College (North East, MD)
-
Commercial Bank Innovation Economy Business Management - Vice President
- JPMorgan Chase (Plano, TX)
-
Extended Learning, Support Teacher
- Achievement Prep Public Charter Schools (Washington, DC)
-
State and Local Tax - Income & Franchise - Managing Director
- Grant Thornton (Fort Lauderdale, FL)