- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and ... activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance Management about issues that may involve rule violations or potential… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …packaged products + Periodically reports on compliance and operational issues to senior management. + Identifies and recommends solutions to automate and streamline ... and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …from standard procedures. Resolves moderately complex problems. Regular contact with senior management and other internal customers is required to identify, ... input to ensure all relevant information is considered. + Identifies securities valuations and financial review processes and develops methodology for accurate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that support the development and refinement of pricing models for Securities -Based Lending, Margin, Mortgage, and Structured Lending products. Working alongside ... Summary** The Pricing Strategy Internship offers a hands-on opportunity to work alongside senior members of the team in supporting the end-to-end pricing process for… more
- JPMorgan Chase (Tampa, FL)
- …fund transfers and reconciling purchase and sales options, futures, or securities , while leveraging your proficiency in automation, cybersecurity, and anti-fraud ... our operations. **Job** **responsibilities** + Manage cash payment and securities settlement and monitoring/approval functions that affect and control credit… more
- Citigroup (Tampa, FL)
- …optimization, Digital First, and regulatory mandates. **Job Background/context:** Securities Services Operations comprises of multiple operations groups supporting ... our Custody (Global and Direct), Fund Accounting, Transfer Agency, Securities Lending and Issuer Services businesses. The individual will have a strong operational… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …is needed to deliver credible risk support to the assigned area's senior leaders and management team. Excellent (written and verbal) communication, collaboration, ... changes to organizational policies and procedures. + Establishes strong relationships with senior leaders and related risk and control groups. + Uses excellent… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Tampa, FL)
- **About the Role** As a member of our FX Hub Technology Team the Senior Technology Lead will play a pivotal role in designing, developing and managing the delivery ... order management system utilized for capture, enrichment, and routing of all Securities Services related FX orders across Citi's unrivaled custody network. The… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of risk parameters, identifying any deviations and reporting them to more senior colleagues. Involves working within established risk management systems. + Track ... budgets and report variances to more senior colleagues. + Provide coaching to team members to...and investment concepts, practices and procedures used in the securities industry + Investment concepts, practices and procedures used… more