- PowerToFly (San Francisco, CA)
- Morgan Stanley Prime Brokerage Client Service Account Manager Morgan Stanley is a leading global financial services firm providing a wide range of investment ... banking, securities , investment management and wealth management services ....Must have minimum of 3‑5 years of Prime Brokerage Client Service or Prime Brokerage Operations support… more
- Bank of America (San Jose, CA)
- …of one year of financial services industry or sales experience Skills Client Experience Branding Client Solutions Advisory Investment Management Pipeline ... Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized...help to deliver Bank of America's core banking, investment solutions and approach to client care. We… more
- Dimensional Fund Advisors (Santa Monica, CA)
- …as important, the Regional Director must have a strong business development and client service orientation and understand the issues and challenges advisors face ... Must have 5-10 years of experience in the Financial Services Industry* Bachelor's Degree required; MBA or CFA strongly...we pursue what we believe are the strongest investment solutions , while providing a world-class client experience.… more
- Western Growers (Irvine, CA)
- …excellent customer service support for all groups. Coordinate with outside securities counsel if needed and operating departments to ensure adherence to laws. ... We diligently provide health insurance to their farm workers, as well as other insurance solutions tailored to the unique business. We do all of this, and more, from… more
- Wedbush Securities (Los Angeles, CA)
- …New York, NY Los Angeles, CA San Francisco, CA Miami, FL Chicago, IL USA Wedbush Securities is one of the largest securities firms and investment banks in the ... nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions.… more
- Wedbush Securities (San Francisco, CA)
- …Leverage deepresearch, trading, sales, and capital markets infrastructure todeliver end-to-end client solutions Legacy-Defining Leadership: Shape the go-to team ... Location :New York, NY San Francisco, CA, Los Angeles, CA, Chicago, IL, USA Wedbush Securities is one of the largest securities firms andinvestment banks in the… more
- Hampton Strategies (San Francisco, CA)
- …Fund Formation Attorney About the Opportunity A fast-growing, venture-backed financial services and technology company is seeking an experienced Fund Formation ... Regulatory & Compliance Support Monitor and maintain compliance with applicable securities laws and regulations affecting private investment funds and registered… more
- Cetera Financial Group (San Diego, CA)
- …across diverse teams and objectives. High level of professionalism, integrity, and client - service orientation. Proactive, solutions -driven mindset with a ... our business. We are current seeking a Senior Investment Solutions Specialist to add to our team in San...services , with a strong understanding of advisory platforms. Securities licenses (Series 7, 24, 63/65, or 66) preferred.… more
- O'Neil Digital Solutions, LLC (San Francisco, CA)
- …and PANARAY(R) research platform. William O'Neil + Co. is regulated by the Securities and Exchange Commission, The Financial Conduct Authority, and the State of ... contact and follow-up with all prospects and clients to ensure product/ service satisfaction Successfully meet and exceed quarterly and annual revenue quotas/goals… more
- Goldman Sachs Bank AG (San Francisco, CA)
- …include tax and estate planning, philanthropic planning and private banking and lending services . As client needs evolve, this close relationship allows the team ... a full suite of wealth planning and family office services . HOW YOU WILL FULFILL YOUR POTENTIAL Client...opportunities for introducing and embedding new non-investment family office services or solutions . Develop and maintain strong,… more
