- MUFG (New York, NY)
- …necessary controls. + Assist in the preparation of Compliance reports for Compliance Management , Senior Management , Executive Committees, and Risk Committees ... candidate will possess an understanding of regulatory compliance, risk management , and business operations. This role requires someone who...+ 1-3 years of compliance with a focus on advisory and policy development. + Familiarity of FINRA, SEC,… more
- Raymond James Financial, Inc. (New York, NY)
- …financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Advise managers how to apply ... client organization, delivering high-quality professional services with guidance from senior colleagues. Develop own capabilities by participating in assessment and… more
- Guardian Life (Albany, NY)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory , ... 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
- TD Bank (New York, NY)
- …professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory ... + **Ability to independently identify, assess, and escalate issues requiring senior management attention** **Customer Accountabilities:** + Assists in the… more
- Bloomberg (New York, NY)
- …unique blend of financial and operational analysis, financial modeling, reporting and senior management support for a fast-paced and pioneering technology based ... Senior Financial Analyst - Workplace Operations...Operations Finance team. The CFO team provides critical financial advisory to the Workplace Operations, Real Estate and Supply… more
- American Express (New York, NY)
- …internal capabilities and technologies. **About the Role** We are seeking a highly skilled Senior Learning Analyst to join our Learning & Development (L&D) team. ... and enhance organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the company manages risk.… more
- JPMorgan Chase (New York, NY)
- …same passion, commitment and dedication to each other and to our clients. As an Analyst in Business Services Investment Banking, you will be joining a team with a ... modeling, managing a team, preparing client presentations and interacting directly with senior bankers and clients. **Job Responsibilities:** + Support senior … more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward ... maintain detailed project plans, timelines, and communication reports for senior management and risk management ...escalate instances of non-compliance. + Works independently as the senior analyst /subject matter expert and may coach… more
- ADP (New York, NY)
- …leader to elevate ADP's presence and impact within the Human Capital Management (HCM) analyst community. This individual will represent ADP's portfolio ... **ADP is hiring an Analyst Relations Executive.** We're looking for a strategic,...Advisory :** + Serve as a strategic advisor to senior leaders including the CMO, CPOs, and GPT leaders… more
- JPMorgan Chase (New York, NY)
- …in response to global events + Preparing reports to outline recommendations to senior management and assisting in evaluating market moves that could cause ... Join our 2026 Analyst Program to identify, assess, and manage risk... in the 2026 Commercial & Investment Bank Risk Management Program, you will join a collaborative and supportive… more