• Senior Audit Manager…

    Citigroup (Charlotte, NC)
    The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit , in ... objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or… more
    Citigroup (08/21/25)
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  • Compliance Business Oversight Manager…

    TD Bank (Charlotte, NC)
    …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
    TD Bank (09/30/25)
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  • Audit Manager II-Wealth Management

    City National Bank (Charlotte, NC)
    …results of testing performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
    City National Bank (09/24/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
    TD Bank (09/05/25)
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  • Compliance Business Oversight Manager

    TD Bank (Charlotte, NC)
    …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... management** + **Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** + **Conduct periodic… more
    TD Bank (09/24/25)
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  • Sr Director, Wealth CIO Operations & Execution

    TIAA (Charlotte, NC)
    …and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through operational ... primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /...within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience… more
    TIAA (10/04/25)
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