- Navy Federal Credit Union (Pensacola, FL)
- …To act as the general securities Supervising Principal for Navy Federal Investment Services (NFIS) registered sales personnel and NFIS online offerings. To ensure ... at NFIS, LLC member FINRA/SIPC and an SEC Registered Investment Advisory Firm as well as activities through NFIS...ad hoc and required industry and regulatory reports including audit inquires in compliance with internal and external regulations… more