- Navy Federal Credit Union (Pensacola, FL)
- …To act as the general securities Supervising Principal for Navy Federal Investment Services (NFIS) registered sales personnel and NFIS online offerings. To ensure ... at NFIS, LLC member FINRA/SIPC and an SEC Registered Investment Advisory Firm as well as activities through NFIS...ad hoc and required industry and regulatory reports including audit inquires in compliance with internal and external regulations… more
- Stetson University (Deland, FL)
- …Prepare cash flow projections and monitor cash balances, making recommendations to senior management regarding balances and sufficiency of funds + Supervise and ... review bank and investment account reconciliations and related journal entries + Assist...monthly and fiscal year-end closing processes, account analysis, reconciliation, audit support schedules, financial statement preparation. and other reports… more
- Santander US (Miami, FL)
- …requests. * Responsible for the Bank's online purchasing activities. * Implement Audit & SOX recommendations and perform TPRM process with Operational Risk ... to SHUSA. * Support the preparation of presentations for the Purchase Investment Forum (PIF), including guiding requestors on required documentation and submission… more