• Senior Transportation Supervisor/19A…

    The Arc Mid-Hudson (Catskill, NY)
    Senior Transportation Supervisor/19A Examiner - Catskill Overview Requisition Number: 7772 Date Posted: 7/15/2025 Location: Catskill Center Address: 311 W. ... available on our Transportation team in Catskill for a Senior Transportation Supervisor/19A Examiner . This position reports...Traffic Law. This includes filing of annual Affidavit of Compliance with the NYSDMV in the absence of the… more
    The Arc Mid-Hudson (07/16/25)
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  • Digital Forensic Examiner III

    City of New York (New York, NY)
    …of this mission, the BXDA seeks experienced and enthusiastic Digital Forensic Examiner to perform forensic analyses, document their process and findings, and testify ... and maintaining internal Lab policies and procedures and ensuring its compliance with accreditation requirements. -Asist Lab Director in conducting technical reviews… more
    City of New York (07/19/25)
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  • Credit Review Examiner , Vice President

    MUFG (New York, NY)
    …will provide more details. **Job Summary:** We're searching for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. ... to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile… more
    MUFG (07/04/25)
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  • Senior Risk Partner - Compliance

    Highmark Health (Albany, NY)
    …+ Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Fraud Examiner (CFE) + Certified in Healthcare Compliance (CHC) + Certified ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
    Highmark Health (07/29/25)
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  • Senior Audit Manager, Financial Crimes…

    Capital One (New York, NY)
    Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) +… more
    Capital One (07/30/25)
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  • Senior Manager, Capital Markets Governance…

    BMO Financial Group (New York, NY)
    Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes and information.… more
    BMO Financial Group (07/09/25)
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  • Tax Senior , Unclaimed Property Tax; State…

    Deloitte (New York, NY)
    …tax function with the business objectives? We are looking for sharp, analytical Tax Senior , ready to take on new challenges, to join the Unclaimed Property Tax group ... on May 31st, 2026. Work you'll doAs a Tax Senior in the Unclaimed Property Tax group you will...on tax engagements and provide state tax consulting and compliance services to a diverse client base in various… more
    Deloitte (05/25/25)
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  • Director, Senior Regulatory Officer (Cyber,…

    SMBC (New York, NY)
    …before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited ... to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities with all strategic directives. +… more
    SMBC (06/26/25)
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  • Senior Advisor, PCG Branch Exams

    Raymond James Financial, Inc. (New York, NY)
    …procedures, and guidance, as well as federal and state rules and regulations. Examiner is responsible for detailed documentation of all testing activities, as well ... all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and...and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain… more
    Raymond James Financial, Inc. (07/18/25)
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  • Executive Director, Swap Dealer Compliance

    CIBC (New York, NY)
    …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, ... surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer...derivatives markets a plus; + Experience as a regulatory examiner with SEC, NFA or FINRA (NFA or SEC… more
    CIBC (07/25/25)
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