- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- TD Bank (New York, NY)
- …Skills and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and ... procedures in coordination with management in line with TD's Compliance Program + Works with executive team, senior...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- JPMorgan Chase (New York, NY)
- …across functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with ... clients to help them achieve their financial goals. The investments business offers brokerage, investment management and...and mitigating business risks. The role of a business manager is dynamic and can vary from business to… more
- Aflac (NY)
- … compliance , a team responsible for administering the investment compliance program at Aflac Global Investments . + The Intern will gain valuable ... include: + Manage daily surveillance of trades on behalf of Aflac Global Investments -while learning investment compliance and the trade operational… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Treasury-Sales-Officer FIG-Sales-NA- Investments -and-Securities\_25045535) **Job Description:** At Bank of… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Neuberger Berman's Investment Technology team is seeking a technically strong,...team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment activity for ... for the five New York City pension systems. The Senior Investment Officer will report to the...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- PNC (New York, NY)
- …in New York City. This position is primarily located in a PNC location. The CIO Investments team is searching for a Portfolio Manager (PM) to lead the Agency ... (MBS) sector. The position will report to the Chief Investment Office. The CIO Investments team is...CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments … more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …for tracking periodic investment managers' reviews by third party and independent investment manager searches. * Generates periodic reports on investment ... **Knowledge of** * Company's working structure, policies, mission, strategies and compliance guidelines. * Advanced investment concepts, practices and procedures… more