- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate...considered. + JD a plus + Experience in providing legal , regulatory or compliance advice to Markets… more
- Highmark Health (Albany, NY)
- …in compliance , privacy, government affairs, healthcare operations, risk, audit, or legal functions + 5 years in Healthcare Compliance or Privacy **LICENSES ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- SMBC (New York, NY)
- …and Leasing Co., Ltd. **Job Summary** The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert within ... line of defense. The role provides the HR and Legal functional areas with expert guidance on processes and...the Second Line of Defense, including Risk Management and Compliance . This is a newly created position to strengthen… more
- Bank of America (New York, NY)
- Senior Portfolio Management Officer -Commercial Real Estate Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Portfolio-Management- Officer -Commercial-Real-Estate-Banking\_25026660-2) **Job Description:** At Bank of America,… more
- Wells Fargo (Purchase, NY)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Special Needs Trust Officer as part of Wealth and Investment ... provisions, bank policies, Social Security regulations, Medicaid regulations, and other legal requirements + Work with families of disabled individuals and field… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or… more
- AIG (New York, NY)
- About the role The Senior Reinsurance Officer is responsible for managing technical claims and operations for the Ceded Re Team, reporting to the Global Head of ... as needed. + Work with reinsurance brokers, internal finance, legal and claims teams to ensure proper application of...on allocation of reinsurance treaty spend + Manage select compliance requirements for the Ceded Re Team to ensure… more
- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- NBT Bank (Albany, NY)
- …agreements, and implementing such plans, including exit strategies, while ensuring compliance with any regulatory requirements. Ability to identify and recommend ... referral of accounts for liquidation and/or legal action, when necessary, and oversee all aspects of...successful implementation and execution of a workout plan. The officer must be able to gain the borrower's support… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more