- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal , Compliance , and Risk Ref # 10043072 ... It's up to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- L3Harris (Rochester, NY)
- …interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Highmark Health (Albany, NY)
- …in compliance , privacy, government affairs, healthcare operations, risk, audit, or legal functions + 5 years in Healthcare Compliance or Privacy **LICENSES ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Citigroup (New York, NY)
- …Based Finance Head and will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team ... the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and managing a material amount of credit… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...Doctor (JD) degree and demonstrate a strong understanding of legal principles relevant to corporate governance, compliance ,… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or… more
- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- NBT Bank (Albany, NY)
- …agreements, and implementing such plans, including exit strategies, while ensuring compliance with any regulatory requirements. Ability to identify and recommend ... referral of accounts for liquidation and/or legal action, when necessary, and oversee all aspects of...successful implementation and execution of a workout plan. The officer must be able to gain the borrower's support… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... as a statured executive with significant professional experience in financial, legal , compliance , regulatory and/or audit matters (experience in multiple… more