- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- First Horizon Bank (Raleigh, NC)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the ... and execution rigor to significant operational risk remediation activities. The Senior Officer is responsible for challenging the quality, sufficiency,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a ** Senior Lead Operational Risk Officer ** within...actionable insights and reporting on cybersecurity risk exposures to senior management, risk committees, and regulatory bodies.… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending ... portfolio by maintaining proper balance among quality, profitability and compliance . Partner with Asset Based Lending segment leadership to...change from time to time. 1. Serve as a senior credit risk officer for large and… more
- USAA (Charlotte, NC)
- …Be part of what truly makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)** leads a team ... identifying and implementing responses to meet business challenges, including projection of regulatory performance and compliance . + Collaborates with other CFO… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business to remediation plans. * Works with Senior Compliance Officer , Compliance...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, the… more
- Banc of California (Durham, NC)
- …of employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is ... testing. + Industry Knowledge: Keeps current with FFIEC, and other regulatory and industry guidance and requirements, trends and technological innovations in… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes +… more