- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across… more
- Highmark Health (Raleigh, NC)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending ... portfolio by maintaining proper balance among quality, profitability and compliance . Partner with Asset Based Lending segment leadership to...change from time to time. 1. Serve as a senior credit risk officer for large and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer as...management + Interact with Audit, Legal, external agencies, and regulatory bodies on risk related topics + Conduct quality… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for Consumer...risk + Collaborate with and influence business stakeholders, legal, compliance , risk and audit to meet business objectives +… more
- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... your potential? Reporting directly to the Equitable Financial Chief Compliance Officer , the role is responsible for...with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated understanding… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer within the Consumer and Small Business Banking… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... the First Line of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line...culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business… more
- Truist (Charlotte, NC)
- …additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory / compliance requirements. Takes a new perspective on existing… more