- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Control functions. You will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory and/or audit best… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a ** Senior Lead Operational Risk Officer ** within...actionable insights and reporting on cybersecurity risk exposures to senior management, risk committees, and regulatory bodies.… more
- USAA (Plano, TX)
- …Be part of what truly makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)** leads a team ... identifying and implementing responses to meet business challenges, including projection of regulatory performance and compliance . + Collaborates with other CFO… more
- HUB International (Austin, TX)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional… more
- City National Bank (Dallas, TX)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business to remediation plans. * Works with Senior Compliance Officer , Compliance...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- Wells Fargo (Austin, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal… more
- MUFG (Irving, TX)
- …Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...effective second line of defense testing program that meets senior management and regulatory expectations. Reviews will… more
- Fujifilm (Austin, TX)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager will be...Collaborate closely with colleagues in Legal, IT, HR, Finance, Regulatory and other core functions in order to direct… more
- Texas Health Resources (Arlington, TX)
- …Serve as a privacy SME in cross-functional workgroups, providing guidance on regulatory compliance and best practices. Participate in privacy-related projects ... Senior Privacy Analyst - System Compliance ...identified privacy breaches. Disseminate reports to the System Privacy Officer , Privacy Manager(s), Entity Compliance and Privacy… more