- US Bank (Los Angeles, CA)
- …group as well as the Bank 's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, rulemakings, ... in at least one jurisdiction + Demonstrated experience with bank regulatory law including the Dodd-Frank Act,...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- City National Bank (Los Angeles, CA)
- …WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its wealth management operations ... business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank ...respect to wealth management products and services. * Support senior counsel in advising the Bank… more
- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL - AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel - AML/Financial Crimes will provide legal advice to City National ... Bank , a national banking association and its subsidiaries, affiliates...Doctor) * Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory… more
- Intuit (Mountain View, CA)
- …Come join the Money team at Intuit as Lending & Credit Cards Product Counsel ! You'll be an important part of Intuit's mission to power prosperity around the ... product teams on a wide variety of legal and regulatory matters related to the development, launch and expansion...(eg, UDAP, FCRA, ECOA, TILA/Regulation Z, CARD Act, etc.); bank partnerships; and servicing & collections. + Demonstrated ability… more
- Umpqua Bank (Irvine, CA)
- …and general accounting functions, including partnering with other areas of the bank as required to achieve desired results. Maintain general ledger and various ... review and approval of SEC filings with external auditors, inside legal counsel and disclosure and audit committees. Prepare timelines and meeting materials,… more
- City National Bank (Los Angeles, CA)
- …Plan and execute complex and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...control issues to senior management on the results of ongoing reviews of… more
- Bank of America (San Diego, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while… more
- Bank of America (San Francisco, CA)
- …with clients, prospects, Financial Advisor recruits, vendors, regulators and outside legal counsel + Requires diversification and experience with Bank of America ... to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific… more
- Bank of America (Walnut Creek, CA)
- …with clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of ... to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific… more
- Bank of America (Irvine, CA)
- …with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your whole self to ... Market Leader for the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and oversight to advisors + Ensure ADP participants are meeting… more