- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** - TD is committed to providing fair and equitable compensation ... specific details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management… more
- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change Governance ... Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment...ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Senior Counsel in the Markets Section of the Legal Department to support the loan and distressed trading desks and the ... position is responsible for providing legal services advice and counsel to the loan and distressed trading and portfolio...Wells Fargo Bank and its affiliates, including Wells Fargo Securities , LLC. In this role, you will: + Provide… more
- Cardinal Health (Albany, NY)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... as primary day-to-day legal contacts for business clients. **_Job Summary_** The Senior Legal Counsel , serves as the primary legal partner to leaders of a… more
- US Bank (New York, NY)
- …in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance, ... corporate and municipal bond sales, trading, and origination, asset-backed securities and CLOs, interest rate derivatives, commodity derivatives, foreign exchange,… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and act as ... (or non-qualification) accordingly and coordinates corresponding communications with external counsel and related parties + Independently delivers assigned initiatives,… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB) Regulatory Legal and Governance Section of the Legal ... be a mid-level attorney who will work closely with senior attorneys to support the desk on a range...impacting CFTC regulated swaps as well as SEC regulated securities -based swaps + Provide regulatory advice on CFTC/SEC regulated… more
- Guardian Life (New York, NY)
- …for managing regulatory exams, inquiries, and investigations initiated by insurance, securities and other regulators. The Assistant General Counsel supervises ... the continuing success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group,...securities laws and industry issues. The Assistant General Counsel should be adept at leveraging regulatory knowledge to… more
- Cardinal Health (Albany, NY)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight,… more