- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes ...perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise level ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our...combination + At least 5 years of experience in financial crimes compliance + At least 5… more
- American Express (New York, NY)
- …has launched a search for newly created and high impact role, the Vice President- Financial Crimes . This person will be responsible for building a diverse team ... across business units, functional areas, and geographies. The VP, Financial Crimes will: * Serve as a...* Serve as a key thought partner to BU Senior Leadership and Control Management Lead , providing… more
- American Express (New York, NY)
- …in this role?** US Consumer Services is seeking an experienced and strategic Director- Financial Crimes to lead a diverse team of high-performing ... a strong control environment to prevent, detect, and respond to financial crimes -including anti-money laundering (AML), sanctions, fraud, and anti-bribery… more
- Guidehouse (New York, NY)
- …of the firm + Lead the assessment and testing of Financial Crimes compliance programs and implement recommended changes/controls and solutions + ... **:** Guidehouse has an aggressive growth strategy for its Financial Crimes , Risk and Compliance (FCRC) practice,...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Lead Investigator leads thematic (ie, regulatory/public private ... Provides investigative, developmental and quality assurance support to the Senior Manager and their team, focused on the investigative...focused on the investigative output of the teams. The Financial Crime Risk Lead Investigator conducts end… more
- TD Bank (New York, NY)
- …and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML/ Financial Crimes experience is a plus **Physical Requirements:** Never: 0%; ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team...to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for… more
- SMBC (New York, NY)
- …a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...communicate with the Auditor In Charge (AIC) and Team Lead throughout audit execution including escalating roadblocks, or possible… more
- Wells Fargo (New York, NY)
- …The team focuses on several key risk types, including conduct, credit, financial crimes , information security, interest rate, liquidity, market, model, ... of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- TD Bank (New York, NY)
- …related to potential money laundering, terrorist financing and other illicit financial crimes , and Regulatory reporting requirements. The role requires ... to potential money laundering, terrorist financing and other illicit financial crimes , by analyzing transactional activity and...leading projects and activities + Works independently as the senior technical lead and guides others within… more
- Wells Fargo (New York, NY)
- …The team focuses on several key risk types, including conduct, credit, financial crimes , information security, interest rate, liquidity, market, model, ... of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New...across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; *… more