- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes ...perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise level ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our...combination + At least 5 years of experience in financial crimes compliance + At least 5… more
- Guidehouse (New York, NY)
- …of the firm + Lead the assessment and testing of Financial Crimes compliance programs and implement recommended changes/controls and solutions + ... **:** Guidehouse has an aggressive growth strategy for its Financial Crimes , Risk and Compliance (FCRC) practice,...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- TD Bank (New York, NY)
- …and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML/ Financial Crimes experience is a plus **Physical Requirements:** Never: 0%; ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team...to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for… more
- SMBC (New York, NY)
- …a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...communicate with the Auditor In Charge (AIC) and Team Lead throughout audit execution including escalating roadblocks, or possible… more
- Wells Fargo (New York, NY)
- …The team focuses on several key risk types, including conduct, credit, financial crimes , information security, interest rate, liquidity, market, model, ... of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (New York, NY)
- …The team focuses on several key risk types, including conduct, credit, financial crimes , information security, interest rate, liquidity, market, model, ... of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New...across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; *… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Technology Business Systems Consultant to be part of the Global Payments & Liquidity Treasury ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and communication skills, with a proven ability to influence and lead cross-functional teams. + Proactive problem solving that anticipates challenges and… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... role:** Wells Fargo is seeking a Investment Banking Client Strategy Consultant, Senior Assistant Vice President ( Senior Business Execution Consultant) in… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and Institutional Clients. **In this role, you will:** + Lead the Rates cash trading initiative in NY which...+ Strong stakeholder skills and ability to work and lead across functions. + Strong commercial judgement, excellent communication… more