- Celonis (New York, NY)
- …you to join us. **The Role:** We are looking for a Senior Manager , Technical Accounting & Financial Reporting to oversee financial reporting , technical ... meaningful initiatives across the organization. + Extensive knowledge of US GAAP and SEC reporting requirements. + Knowledge of IFRS would be a plus + Expert in… more
- Warner Music Group (New York, NY)
- …external financial statements (10-K, 10-Q, etc.) in accordance with US GAAP and SEC reporting requirements. + Ensure compliancewith all applicable SEC ... company that retains the creative spirit of a nimble independent. **Job Title:** ** Manager , External Reporting ** This position is responsible for overseeing the… more
- Colgate-Palmolive (New York, NY)
- …solutions. We are seeking an experienced and driven Manager / Senior Manager to join our Financial Reporting and Technical Accounting team. This role ... accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes +...of US GAAP, SEC regulations, and financial reporting processes + Strong technical accounting research skills and… more
- Raymond James Financial, Inc. (New York, NY)
- …oversees compliance processes including scheduling, training, and review of compliance reporting . + Establishes objectives and develops processes and procedures to ... ensure adherence to all regulatory requirements. + Monitors reporting . + Partners with business units to recommend policy and process changes to Senior … more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- American Express (New York, NY)
- …finance on #TeamAmex. **How will you make an impact in this role?** The SEC Reporting team prepares external quarterly and annual financial reports for American ... of team members' contributions to the success of shared SEC Reporting and External Reporting ...materials for our annual Investor Day + Supporting External Reporting senior leadership with monthly CFO Management… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on...and procedures as well as all regulatory requirements (eg SEC Rule 204, SEC Rule 206, Regulation… more
- TD Bank (New York, NY)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
- TD Bank (New York, NY)
- …issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate ... regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns...data quality issues. Support the Data Quality Director in reporting on data quality issues. The Senior … more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more