- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Stony Brook University (Stony Brook, NY)
- Laboratory Manager **Required Qualifications (as evidenced by an attached resume):** Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time ... an academic or research institution. **Brief Description of Duties:** The Manager of Laboratories administers research laboratories within the Stony Brook… more
- Tradeweb (New York, NY)
- …in electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As the senior member of the FP&A team, you should expect ... Responsibilities** + Oversight of consolidated budgeting, 3year plan and financial reporting + Financial modeling and analysis related to current businesses and… more
- SMBC (New York, NY)
- … Reporting : The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . Regulatory Engagements: The Regulatory Governance Team supports SMBC's… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... preferred + 8-10 years of progressive accounting experience, including public company SEC reporting and technical accounting; Big 4 experience preferred +… more
- News Corp (New York, NY)
- …veteran status, or disability status. EEO/Disabled/Vets **Job Description :** Role - Senior Manager , Technical Accounting Location - 1211 6th Avenue Hybrid ... days a week News Corp is looking for a Senior Manager , Technical Accounting, to join its...* Big Four auditing or accounting advisory experience * SEC reporting experience a plus **Job Category:… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. ... all the data in between. Whether a fund investor, manager , or advisor, our team provides the data, solutions,...and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to… more
- Vail Resorts (NY)
- …date, or until the position is filled (whichever is first). **Summary of Job** The Senior Manager of Corporate Accounting is a key member of the Controller's ... + Strong knowledge of US GAAP; technical accounting and SEC reporting expertise preferred. + Excellentverbalandwrittencommunicationskills,withstronganalytical,problem-solving,interpersonal, and… more
- Ankura (New York, NY)
- …Investigation (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public ... Commission (" SEC ") independence matters. In addition, Ankura Directors and Senior Directors provide expertise on matters including an assessment of an audit… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
