- Tradeweb (New York, NY)
- …in electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As the senior member of the FP&A team, you should expect ... adhoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and ... is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and credible… more
- Neuberger Berman (New York, NY)
- …requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher ... Ability to act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and Microsoft Office… more
- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide the ... Reporting & Compliance + Lead preparation and review of quarterly and annual SEC filings, including 10-Qs, 10-Ks, 8-Ks, Proxy statements, and related XBRL work +… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... with our business. **What You'll Do** + Lead preparation and filing of SEC reports (10-K, 10-Q, 8-K, Proxy) including XBRL + Provide technical accounting guidance… more
- Deloitte (Williamsville, NY)
- The Senior Manager will play a key...SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + GAAP ... ends on 28 February, 2026. Work you'll do As a Capital Markets Transactions - Senior Manager , you will oversee day-to-day operations of IPO, SPAC, and other CMT… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. ... all the data in between. Whether a fund investor, manager , or advisor, our team provides the data, solutions,...and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to… more
- Ankura (Lexington, NY)
- …Investigation (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public ... Commission (" SEC ") independence matters. In addition, Ankura Directors and Senior Directors provide expertise on matters including an assessment of an audit… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department -...related to market abuse and conduct (eg FINRA, CFTC, SEC , FCA) + Strong analytical skills with a proven ... work together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- Vail Resorts (NY)
- …date, or until the position is filled (whichever is first). **Summary of Job** The Senior Manager of Corporate Accounting is a key member of the Controller's ... Responsibilities** + Lead and manage a team, including supervision of the Manager of Corporate Accounting and Corporate Accounting Analyst. + Record, review, and… more
