- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... oral, and written communication skills + Understanding of FINRA, SEC , and state registration/licensing requirements + Excellent computer skills (Excel,… more
- Colgate-Palmolive (New York, NY)
- …unique talents and drive impactful solutions. We are seeking an experienced and driven Manager / Senior Manager to join our Financial Reporting and Technical ... are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive...accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes + Strong technical… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Technical Accounting Overview: The Manager , Technical Accounting ... assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with training and communication of new accounting pronouncements… more
- Motion Recruitment Partners (New York, NY)
- …and working groups. + Identify potential project risks and escalate them to the Senior Change Manager or Change Management Lead. + Ensure that the ... Change Manager New York, NY **Hybrid** Contract Grow your...+ Basic knowledge of regulatory reporting regulations - CFTC, SEC , CSA, CAT, EMIR, SFTR, MiFID II/MiFIR, etc. +… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification, ... Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions. +… more
- SMBC (New York, NY)
- …continuously updated with relevant, accurate, and timely data suitable for a senior management audience + Assist in developing project artifacts incl. project ... with regulatory and industry standards such as BCBS 239, GDPR, or OCC/ SEC data compliance expectations. + Prior experience implementing data tools or platforms… more
- Raymond James Financial, Inc. (New York, NY)
- …Partner with business units to recommend policy and process changes to Senior Management. + May drive regulatory change initiatives. + Ensures effective coordination ... compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,...+ Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill… more
- M&T Bank (Buffalo, NY)
- …complex financial, tax and/or regulatory information to provide to senior management, regulators, internal/external audit and other interested parties; adherence ... junior team members. Possess ability to direct/persuade/influence peers and manager . + Responsible for problem resolution and data interpretation, perform… more
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