• Director, Media Relations

    NBC Universal (New York, NY)
    …and results in the marketplace. + Ensure all financial communications adhere to SEC rules, Regulation FD, and industry best practices. + Support investor days, ... and media sentiment; synthesize insights into actionable reporting for senior leadership. QUALIFICATIONS + 8-10 years experience in corporate communications,… more
    NBC Universal (09/27/25)
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  • Analyst, Executive Compensation

    NBC Universal (New York, NY)
    …role will contribute to the development of compensation strategies for senior leaders, ensuring alignment with business objectives, market competitiveness, and ... & Compliance + Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting, and internal governance policies. +...three days per week. Subject to change based on Manager discussion or business need. As part of our… more
    NBC Universal (09/13/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and ... is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and credible… more
    SMBC (10/09/25)
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  • Associate Vice President, Compliance, US, TD…

    TD Bank (New York, NY)
    …activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and objective guidance and effective challenge. Reporting to the ... compliance activities and identify potential issues. Provide regular updates to senior management and regulatory bodies as required. + **Training and Awareness:**… more
    TD Bank (10/08/25)
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  • Exec Admin Asst II (Forest Hills)

    TD Bank (Forest Hills, NY)
    …diversified, confidential, and administrative support of an executive nature to a senior executive of a Company division, performing complex and technical activities ... files and records + Manages the office of a Senior Executive and requires comprehensive knowledge of executive operations,...data and special reports, providing analysis and summaries (eg SEC research, merger & acquisition or Proxy activity) +… more
    TD Bank (10/17/25)
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  • Vice President, Infrastructure and Public Finance…

    Siebert Williams Shank (New York, NY)
    …banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector clients ... and support senior bankers in business development efforts. SWS is a...and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in… more
    Siebert Williams Shank (08/07/25)
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  • Executive Admin Assistant lll - Corporate…

    TD Bank (New York, NY)
    …highly responsible, diversified and confidential secretarial and administrative support to Senior Executives. Manages the office of Senior Executives and ... data and special reports, providing analysis and summaries (eg SEC research, merger & acquisition or Proxy activity) +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (10/02/25)
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  • Vice President or Director, Interest Rate…

    BMO Financial Group (New York, NY)
    …roadmap for strategic execution. + Develops and leverages relationships across businesses, senior leaders and clients to foster and support coordination. + Ensures ... transactions to ensure accuracy and that transactions conform to the regulations of SEC , NASD, and other regulatory agencies. + Tracks supply and demand and… more
    BMO Financial Group (09/22/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
    TD Bank (09/21/25)
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  • Director, Compliance - Branch Inspections Team…

    TD Bank (New York, NY)
    …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... Branch Inspections testing a plus. + Strong knowledge of SEC , FINRA and other relevant regulatory requirements. + Strong...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (09/21/25)
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