- TD Bank (New York, NY)
- …short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities ... controls to address regulatory and best practice requirements (eg SEC Rule 15c3-5, NI 23-103, MiFID RTS6). + Present...be able to foster and maintain key relationships with senior Business Leaders or stakeholders. + Proactive and quick… more
- SMBC (New York, NY)
- …continuously updated with relevant, accurate, and timely data suitable for a senior management audience + Assist in developing project artifacts incl. project ... with regulatory and industry standards such as BCBS 239, GDPR, or OCC/ SEC data compliance expectations. + Prior experience implementing data tools or platforms… more
- Citigroup (Queens, NY)
- …develop plans to remediate review findings. + Lead team to present to Citi senior management, Citibank NA senior management, FRB, OCC, and FDIC quarterly ... guidance. **Skills:** + Strong familiarity with relevant Regulatory rules and GAAP/ SEC financial reporting. + Strong leadership and personnel management skills. +… more
- Synchrony (New York, NY)
- …a technical accounting role in the financial services industry and/or be an experienced senior manager in a large public accounting firm focusing on financial ... experts. The role will have regular interaction with the Senior Vice President of Accounting Policy, the Chief Accounting...issues. + Assist in review of quarterly and annual SEC and regulatory filings, including management review meetings and… more
- Warner Music Group (New York, NY)
- …preparing various financial reporting deliverables and analyses. This position reports to the Senior Manager of External Reporting. **Here you'll get to:** + ... 10-K, 10-Q, etc.) in line with US GAAP and SEC reporting requirements + Assist in ensuring compliance with...Prepare ad hoc reports, special projects, and analyses for senior management, as requested **About you:** + Bachelor's degree… more
- Neuberger Berman (New York, NY)
- …NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, managing, ... board materials, marketing presentations, and other reporting + Monitoring compliance with the SEC and IRS regulatory tests in coordination with legal and tax teams… more
- Compass Group, North America (Rochester, NY)
- …based culinarians who specialize in changing the 'old-school' thinking about dining in a Senior Living or Behavioral Health community. Dining is one of the top two ... a regular cadence of communication and elevated levels of execution. + Each SEC leads the culinary strategy development and deployment for a designated group of… more
- Insight Global (New York, NY)
- Job Description The Senior Mobility Platform Engineer provides overall direction, technical leadership, and expertise supporting the companys cloud and on-premises ... Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsofts O365… more
- TD Bank (New York, NY)
- …of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and managing ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- SMBC (White Plains, NY)
- …As part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... drive accountability and performance across the program team + Serve as a senior liaison between business, technology, compliance, and risk teams to ensure alignment… more