- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... mitigate the inherent risk of non-compliance with the SEC 's Client Asset Protection rule (15c3-3), a Tier 2...processes and controls to mitigate the risk of inaccurate reporting . + Collaborate with the team to drive process… more
- US Bank (New York, NY)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC ,...+ Prepare ad hoc financial reports and analysis for senior management and stakeholders. + Provide training and technical… more
- TD Bank (New York, NY)
- …responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned ... potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication,… more
- Citigroup (Queens, NY)
- …+ Work and partner with multiple areas across Citi, including RWA Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis, ... The Regulatory Reporting Lead Analyst position is an...G-SIB calculation. Other responsibilities include earnings release, preparation/review of Senior Management Presentations and Analyst Packages, internal… more
- Guardian Life (Albany, NY)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you ... Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a...restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- CHS Inc. (Albany, NY)
- …exciting opportunity in our Internal Controls department. We are looking for a ** Senior Internal Controls Analyst ** to help support the company's Sarbanes Oxley ... unit stakeholders to develop a thorough understanding of the business, relevant financial reporting risks and core key processes. + Support the timely creation of… more
- NBC Universal (New York, NY)
- …+ Governance & Compliance + Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting , and internal governance policies. + ... Versant is seeking a highly analytical and detail-oriented Executive Compensation Analyst to support the design, administration, and governance of executive… more
- Guardian Life (New York, NY)
- …and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst , you will report to ... want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more