- US Bank (New York, NY)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC ,...+ Prepare ad hoc financial reports and analysis for senior management and stakeholders. + Provide training and technical… more
- Raymond James Financial, Inc. (New York, NY)
- …identified issues with minimal guidance/support from Supervisor/Manager; assists the Manager or Senior Analyst in formalizing milestones needed in order to ... locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays...plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and… more
- Citigroup (Getzville, NY)
- …such as those mentioned above along with exposure to Basel III capital regulations, GAAP/ SEC Reporting and stress testing frameworks like CCAR. + Able to ... reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the...solutions + Significant interaction with a wide range of senior bank and risk management colleagues, as well as… more
- Mastercard (Harrison, NY)
- …based in Purchase, NY. Reporting to the Manager, Cash Investments, this Senior Analyst role will be responsible for performing day-to-day operations related ... businesses and governments realize their greatest potential._ **Title and Summary** Senior Analyst , Corporate Treasury Overview The Corporate Treasury team… more
- Guardian Life (Albany, NY)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you ... Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a...restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you… more
- Paramount (New York, NY)
- …Treasury responsibilities include: - Support FX trading and hedge programs/documentation and SEC reporting - Coordinate global cash repatriation and tax ... leave a positive mark on culture. **OVERVIEW & RESPONSIBILITIES** Reporting to the Senior Director of Capital...and the VP of International Treasury, the Sr. Financial Analyst will play a dual role supporting both domestic… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as an IT Business Analyst , Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role ... and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. You will identify process improvement opportunities… more
- Guardian Life (New York, NY)
- …and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst , you will report to ... want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more