- Wells Fargo (Jacksonville, FL)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or ability to obtain within 120 days (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... organization to achieve its business objectives. + Monitors regulatory compliance with internal and external groups including auditors, FINRA,...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... documentation standards, templates, and procedures to ensure consistency and compliance . + Monitor regulatory changes and ensure documentation practices...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Veterans Affairs, Veterans Health Administration (Lake City, FL)
- …of clinical competence and conduct for staff which are maintained through compliance with the credentialing and privileging processes, monitoring and evaluation of ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...Federal Employees earn annual leave at a rate (4, 6 or 8 hours per pay period) which is… more
- MyFlorida (Lakeland, FL)
- …WIC staff who must complete the "Florida Nutrition Training Guide" (Nutrition Education Series Modules) prior to providing client services + Assists new WIC staff ... with any questions or difficulties encountered while completing the nutrition module series + Maintains documentation of all related paperwork for the entire… more
- TECO Energy (Tampa, FL)
- …mitigation of equipment, system and operational failures ensuring safety, compliance , reliability, performance, affordability and resilience of the electric grid. ... utilizing multivariate statistical models and unsupervised learning algorithms, Time Series Analysis and Forecasting, Failure Mode Prediction utilizing classification… more
- First Horizon Bank (Miami Lakes, FL)
- …Auditors (IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.). Prior experience at a large, complex ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design...or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …recorders for precise measurement of airway obstruction, thoracic gas volume, compliance , and other parameters. The Incumbent operates a computerized system for ... appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of...Federal Employees earn annual leave at a rate (4, 6 or 8 hours per pay period) which is… more
- NextEra Energy (Juno Beach, FL)
- …candidate will have 6 + years of federal or state income/franchise tax compliance experience and be interested in getting involved in state income/franchise tax ... , state apportionment, planning, policy and M&A. **Professional Experience** + 6 + years of income/franchise tax compliance experience; experience with… more
- Citigroup (Boca Raton, FL)
- …goal-oriented team player able to work without direction. + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other... operating procedures. + Ensure that KYC/AML and other compliance norms are strictly adhered. + Partner with all… more
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