- Citigroup (Plantation, FL)
- …a goal-oriented team player able to work without direction + US: Current Registration for FINRA series 6 , 63, and 65 are required for the role. Individuals with ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other...Series 7 and 66 or equivalent are encouraged to… more
- First Horizon Bank (Orlando, FL)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... Bachelor's Degree Required. + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry...requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Raymond James Financial, Inc. (Lakewood Ranch, FL)
- …new client development, sales activities, investment management, customer service and compliance with personal and professional growth and development. The Trainee ... services. + Firm's working structure, policies, mission, strategies, and compliance guidelines. **Skill in** + Operating client relationship manager...that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the… more
- First Horizon Bank (Homestead, FL)
- …EQUIPMENT SKILLS** Microsoft Office Suite, Salesforce **CERTIFICATES, LICENSES, REGISTRATIONS** (Ex: CPA, Series 6 or 7 license, etc) None required. **Hours** : ... and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance ...- 5:30 PM + FRIDAY / 8:00 AM - 6 :30 PM + SATURDAY / 8:30 AM - 1:30… more
- First Horizon Bank (Big Pine Key, FL)
- …Suite + In addition, 10-key calculator; coin counter **CERTIFICATES, LICENSES, REGISTRATIONS** (Ex: CPA, Series 6 or 7 license, etc) + Not necessary **Hours** : ... and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance ...- 4:30 PM + Friday / 8:00 AM - 6 :15 PM As part of the employment process for… more
- Jr. Davis Construction Company, Inc. (Kissimmee, FL)
- …This individual will be responsible for maintaining and repairing our fleet of Ford F Series Trucks / Chevy Trucks. We are one of the largest heavy highway and civil ... at least 5+ years preferred. Required Knowledge: Ford F Series Trucks / Chevy Trucks + Gas / Diesel...Brakes + Powertrain engine/transmission/differentials + Steering components + Ford 6 .7L Powerstroke Diesel Experience a Plus! + Experience in… more
- USAA (Tampa, FL)
- …office 5 days per week, with the opportunity to move to a hybrid schedule after 6 months.** This position can be based in one of the following locations: Plano, TX ... measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + High...90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA … more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …Puerto Rico. Grandfathering Provision. All individuals employed in VHA in this occupational series or in another occupational series performing the duties as ... Supervisory Healthcare Engineer(s) at the GS-13 level, to ensure compliance with VA, TJC and a variety of other...Federal Employees earn annual leave at a rate (4, 6 or 8 hours per pay period) which is… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …recorders for precise measurement of airway obstruction, thoracic gas volume, compliance , and other parameters. Operates a computerized system for the measurement ... appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of...Federal Employees earn annual leave at a rate (4, 6 or 8 hours per pay period) which is… more
- First Horizon Bank (Fort Myers, FL)
- …OFFICE EQUIPMENT SKILLS** Microsoft Office suite, Salesforce **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** As part of the ... This position is responsible for the overall sales, production, profitability and regulatory compliance of a banking center. It is also the responsibility of this… more