• Relationship Banker

    Wells Fargo (Franklin, TN)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
    Wells Fargo (08/08/25)
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  • Senior Branch Premier Banker- West Nashville…

    Wells Fargo (Nashville, TN)
    …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
    Wells Fargo (08/08/25)
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  • Sales Assistant Sr

    First Horizon Bank (Memphis, TN)
    …with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a ... manner if licenses are not already held - SIE, Series 7, Series 52 and Series...**About Us** **First Horizon Corp. (NYSE: FHN)** , with $82. 6 billion in assets as of September 30, 2024,… more
    First Horizon Bank (08/02/25)
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  • Supervisor, Operations - Reconciliation

    Raymond James Financial, Inc. (Memphis, TN)
    …and Series 99 within 120 days (as required by FINRA) is required. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... + Investment concepts, practices, and procedures used in the securities industry. + Financial markets and products. **Skill in:**...Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
    Raymond James Financial, Inc. (06/09/25)
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  • Brokerage Financial Consultant

    Truist (Memphis, TN)
    …experience. 2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health ... Participate in the preparation for and delivery of client presentations and engagements. 6 . Assist the Advisor in developing and maintaining a profitable level of … more
    Truist (07/02/25)
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  • Financial Advisor - Investment Services Group

    Truist (Hendersonville, TN)
    …from time to time. 1. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified self-sourced prospecting as ... uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and investment product educational...Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
    Truist (06/04/25)
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  • Regional Vice President - BWA E - VA, WV

    Jackson National Life Insurance Company (Nashville, TN)
    …wholesaling experience is preferred.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7, FINRA Series 63, State Insurance ... License required.** We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and… more
    Jackson National Life Insurance Company (08/01/25)
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  • RIA Internal Consultant Associate

    Jackson National Life Insurance Company (Nashville, TN)
    …training program (10-12 weeks) required.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7, FINRA Series 63, State Insurance ... License required.** We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and… more
    Jackson National Life Insurance Company (05/24/25)
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  • Premier Advisor or Premier Banker

    Truist (Collierville, TN)
    …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more
    Truist (07/15/25)
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  • Advisory Integration Consultant

    Jackson National Life Insurance Company (Nashville, TN)
    …years experience working directly with advisory platforms required.** **FINRA SIE, FINRA Series 6 or 7 required.** **State Insurance License required.** ... fee basis. + Experience with, and a detailed understanding of the securities "wholesale" distribution process. + Prior internal or external wholesaler experience… more
    Jackson National Life Insurance Company (06/23/25)
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