- Raymond James Financial, Inc. (Memphis, TN)
- …required,** or ability to obtain within 120 days (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. +...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- First Horizon Bank (Memphis, TN)
- …with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a ... manner if licenses are not already held - SIE, Series 7, Series 52 and Series...**About Us** **First Horizon Corp. (NYSE: FHN)** , with $82. 6 billion in assets as of September 30, 2024,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and Series 99 within 120 days (as required by FINRA) is required. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... + Investment concepts, practices, and procedures used in the securities industry. + Financial markets and products. **Skill in:**...Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Truist (Germantown, TN)
- …from time to time. 1. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified self-sourced prospecting as ... uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and investment product educational...Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Truist (Memphis, TN)
- …experience. 2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health ... Participate in the preparation for and delivery of client presentations and engagements. 6 . Assist the Advisor in developing and maintaining a profitable level of … more
- Jackson National Life Insurance Company (Nashville, TN)
- …investment wholesaling experience preferred.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7, FINRA Series 63, State Insurance ... years sales experience in investments, mutual funds, insurance, or annuities required.** ** 6 + months experience as a Senior Internal Wholesaler required for current… more
- Jackson National Life Insurance Company (Nashville, TN)
- …services, compliance, legal, etc.) required.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7 and FINRA Series 24 or 26 ... required.** **If required registration(s) is not held by the applicant, the individual will have 90 days to obtain the required registration(s), but will be limited in job function until complete registration(s) is obtained .** We don't just accept difference… more
- Jackson National Life Insurance Company (Nashville, TN)
- …training program (10-12 weeks) required.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7, FINRA Series 63, State Insurance ... License required.** We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and… more
- Truist (Savannah, TN)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more
- JPMorgan Chase (Madison, TN)
- …or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses are ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more