- Bank of America (Taylorsville, UT)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... identify client needs and appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu… more
- Wells Fargo (Salt Lake City, UT)
- …the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 (or ... military experience, education + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63(or 66) examinations (or FINRA recognized… more
- Wells Fargo (Salt Lake City, UT)
- …management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized equivalents) **Job Expectations:** ... + Registration for FINRA Series 7 & 24 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately… more
- Guardian Life (Salt Lake City, UT)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more
- Raymond James Financial, Inc. (Cottonwood Heights, UT)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- JPMorgan Chase (Lehi, UT)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Edward Jones (Salt Lake City, UT)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... services working with clients, in-depth knowledge of investment products and services with a track record of success + State insurance licenses preferred + Preferred additional professional designations such as CFP(R) or CERTIFIED FINANCIAL PLANNER (TM) and/or… more
- Zions Bancorporation (Heber City, UT)
- …however, unlicensed candidates will be required to pass the Securities Industry Essentials (SIE), Series 7 , Series 66, and State Life Health licensure exams ... within 180 days of the start date of employment. + Ability to display sound judgment in complicated client situations. + Strong sales, self-management, credit analysis, loan structuring, and perceptive character judgment skills. + Working knowledge in… more
- Bank of America (Taylorsville, UT)
- …of client needs and potential product services recommended **Required Qualifications** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... be extended with the condition that a passing score is received for the missing series within 60 days. * Has at least one year experience in the investments… more
- Equitable (Salt Lake City, UT)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... track record of success and accomplishment + **Communication Skills** : excellent interpersonal and communication abilities with strong self-confidence + **Mindset** : entrepreneurial spirit with a desire to positively impact others' lives + **Collaboration**… more