- TIAA (Coral Gables, FL)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Charles Schwab (Orlando, FL)
- …Bilingual (English & Spanish) + Prior experience supporting international clients + Active FINRA Series 7 license (May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire...CFA(R) designation holders, verified before hire + Active FINRA Series 66 license (May be obtained within the first… more
- Truist (Tampa, FL)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... and applicable NMLS acceptable background check Preferred Qualifications: * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …o SIE required provided that an exemption or grandfathering cannot be applied. o Required to have a Series 7 and 66 o Series 7 and 65 can be used ... combination of experience, education, and/or training. **Licenses/Certifications:** * Appropriate series license(s) for assigned functional area preferred or the...instead of the 66 o Applicable designation or CFP can be used instead of the 65 or… more
- Charles Schwab (Sarasota, FL)
- …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... day condition of employment) + A valid and active Series 9/10 (8) license required (may be obtained within...obtained within a 120 day condition of employment) + CFP (R) designation is preferred + Strong brokerage and industry… more
- Charles Schwab (Tampa, FL)
- …24 month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required ... with extensive financial services experience to share with their team of CFP (R) or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager… more
- Truist (Miami, FL)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Charles Schwab (Orlando, FL)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more
- JPMorgan Chase (Orlando, FL)
- …present effectively - namely related to the financial plan and investment solutions + Series 7 , Series 66 required **Preferred qualifications, skills, and ... capabilities:** + CFP preferred Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial… more
- Bank of America (Coral Gables, FL)
- …of client needs and potential product services recommended **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... that a passing score is received for the missing series within 60 days. * Has at least one...Achieved additional professional designations such as Certified Financial Planner ( CFP ) and/or Chartered Retirement Planning Counselor (CRPC). * Obtained… more