- TIAA (Dallas, TX)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... department guidelines. + CFP (R) preferred, with a commitment to pursue the designation....commitment to pursue the designation. We offer a corporate CFP program to support crew in acquiring the certification.… more
- TIAA (Dallas, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 66 **Licenses and Certifications** + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards required Upon Hire **Physical Requirements**… more
- Charles Schwab (Westlake, TX)
- …Required Qualifications: + Bachelor's degree + CFP (R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA Series 63/65 or 66, ... our clients' financial lives. As Fiduciaries, we bring expertise across Schwab's 7 Wealth Management topics in conjunction with powerful technology to inspire… more
- Charles Schwab (Austin, TX)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)_...CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the… more
- Charles Schwab (Westlake, TX)
- …Planning-related designation + CFP (R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid FINRA Series 63/65 ... holistic financial needs. Demonstrate the value and importance of partnering with a CFP (R) professional on an ongoing basis. + Partner with clients to create, review… more
- Truist (Fort Worth, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... and applicable NMLS acceptable background check Preferred Qualifications: * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Charles Schwab (Houston, TX)
- …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... leadership experience **Preferred** **qualifications** + Active and valid FINRA Series 24 license + CFP , CFA, CIMA,...and valid FINRA Series 24 license + CFP , CFA, CIMA, and/or AAMS + Strong leadership, management,… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... 31 required within 3 months of employment + CFP , CIMA, and/or CFA/CAIA desired \#LI-JG3 \#LI-Hybrid Compensation Details The salary range for this role is… more
- Charles Schwab (Austin, TX)
- …24 month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required ... with extensive financial services experience to share with their team of CFP (R) or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager… more