- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- TEKsystems (Fort Worth, TX)
- Description MUST HAVE SERIES 7 , 63 &/OR 66 Trade Desk, Mutual Fund Trader, incoming call center, 100% service, work with field office/financial advisors and ... client facing Taking calls from customers about trading, moving...per day Skills Trade Desk, customer service, Brokerage Experience, Series 7 , Series 63, … more
- Raymond James Financial, Inc. (Austin, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- TEKsystems (Fort Worth, TX)
- … and advisor interactions Qualifications: Education: Bachelor's degree or equivalent work experience Series 7 and 66 (or equivalent) required Work Experience: 2+ ... hub for clients and partners, emphasizing a culture of client -focused service and high ethical standards. The Trade Desk...of experience in brokerage and investment trading preferred. Certifications: Series 7 and 66 (or equivalent) required.… more
- TEKsystems (Benbrook, TX)
- …for growth opportunities in the financial services industry to join our team! Must have Series 7 , 63, or 66 Licenses Schedule - Hybrid Position: 2 days work ... center, 100% service, work with field office/financial advisors and client facing + Taking calls from customers about trading,...calls per day Additional Skills & Qualifications + Need Series 7 & 63 or 66 +… more
- TIAA (Dallas, TX)
- **Wealth Client Relationship Mgmt** The Wealth Client ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... + Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series 63… more
- Bank of America (Austin, TX)
- …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Austin, Texas **To proceed with... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (The Woodlands, TX)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... **Summary** The RIA Client Advisor is responsible for furthering the growth...Houston, Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more
- JPMorgan Chase (San Antonio, TX)
- …Accounts (IRAs), managed (wrap) accounts, and employee benefit programs required + FINRA Series 7 , 63 (or equivalent) required, and ability to hold registration ... serving a variety of unique types of accounts and client segments including Self-Directed Investing, Chase Private Client...Our current target operating hours are Monday - Friday, 7 am - 8 pm CST and Saturday, … more