• Consumer Investments - Investment Specialist…

    Bank of America (Fort Worth, TX)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (07/15/25)
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  • Licensed Investment Principal - Series 24…

    TEKsystems (Fort Worth, TX)
    …involve rotation of job responsibilities for purposes of cross-training and career development Skills series 7 , series 63, series 24, financial services, ... and direct at fund accounts. Resolve and respond to advisor/ client inquiries communicating concepts and strategies in simple and...computer skills Top Skills Details series 7 , series 63, series more
    TEKsystems (08/26/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (The Woodlands, TX)
    …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (08/23/25)
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  • Wealth Management Client Relationship…

    TIAA (Frisco, TX)
    …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Client Relationship Manager** Wealth Management Client ...**Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and… more
    TIAA (08/26/25)
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  • RIA Client Advisor, Central Region

    Neuberger Berman (TX)
    …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... **Summary** The RIA Client Advisor is responsible for furthering the growth...Houston, Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more
    Neuberger Berman (06/18/25)
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  • Brokerage Registered Client Service…

    Truist (Fort Worth, TX)
    …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
    Truist (08/17/25)
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  • Private Client Manager II

    Bank of America (Frisco, TX)
    Private Client Manager II New York, New York;Frisco, Texas **To...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Manager-II\_24027652) **Job Description:** At Bank of America, we are… more
    Bank of America (07/30/25)
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  • Private Client Advisor

    Bank of America (Houston, TX)
    Private Client Advisor Houston, Texas **To proceed with your application,...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Houston/Private- Client -Advisor\_24020422) **Job Description:** At Bank of America, we are… more
    Bank of America (06/20/25)
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  • Registered Client Service Associate

    Raymond James Financial, Inc. (San Antonio, TX)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented...and branch office. + Onboards new clients, opens new client accounts and researches client and security… more
    Raymond James Financial, Inc. (08/21/25)
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  • US Private Bank- Client Service Associate

    JPMorgan Chase (Houston, TX)
    …and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the ... a collaborative team member, solutions orientated and delivers premier client service, JP Morgan is the place for you!...JP Morgan is the place for you! As a Client Service Associate within the US Private Bank at… more
    JPMorgan Chase (08/08/25)
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