• Consumer Investments - Investment Specialist…

    Bank of America (Fort Worth, TX)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (07/15/25)
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  • Trade Desk - Series 7 , 63, & 66

    TEKsystems (Fort Worth, TX)
    Description MUST HAVE SERIES 7 , 63 &/OR 66 Trade Desk, Mutual Fund Trader, incoming call center, 100% service, work with field office/financial advisors and ... client facing Taking calls from customers about trading, moving...per day Skills Trade Desk, customer service, Brokerage Experience, Series 7 , Series 63, … more
    TEKsystems (07/29/25)
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  • Service Associate (Remote) - Series

    Raymond James Financial, Inc. (Austin, TX)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
    Raymond James Financial, Inc. (07/03/25)
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  • TEKsystems - Trade Desk Representative…

    TEKsystems (Fort Worth, TX)
    … and advisor interactions Qualifications: Education: Bachelor's degree or equivalent work experience Series 7 and 66 (or equivalent) required Work Experience: 2+ ... hub for clients and partners, emphasizing a culture of client -focused service and high ethical standards. The Trade Desk...of experience in brokerage and investment trading preferred. Certifications: Series 7 and 66 (or equivalent) required.… more
    TEKsystems (08/08/25)
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  • Seeking Financial Representatives…

    TEKsystems (Benbrook, TX)
    …for growth opportunities in the financial services industry to join our team! Must have Series 7 , 63, or 66 Licenses Schedule - Hybrid Position: 2 days work ... center, 100% service, work with field office/financial advisors and client facing + Taking calls from customers about trading,...calls per day Additional Skills & Qualifications + Need Series 7 & 63 or 66 +… more
    TEKsystems (08/08/25)
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  • Director, Wealth Client Relationship…

    TIAA (Dallas, TX)
    **Wealth Client Relationship Mgmt** The Wealth Client ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... + Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series 63… more
    TIAA (07/26/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Austin, TX)
    …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Austin, Texas **To proceed with... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (06/27/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (The Woodlands, TX)
    …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (05/24/25)
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  • RIA Client Advisor, Central Region

    Neuberger Berman (TX)
    …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... **Summary** The RIA Client Advisor is responsible for furthering the growth...Houston, Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more
    Neuberger Berman (06/18/25)
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  • JP Morgan Wealth Management - Client

    JPMorgan Chase (San Antonio, TX)
    …Accounts (IRAs), managed (wrap) accounts, and employee benefit programs required + FINRA Series 7 , 63 (or equivalent) required, and ability to hold registration ... serving a variety of unique types of accounts and client segments including Self-Directed Investing, Chase Private Client...Our current target operating hours are Monday - Friday, 7 am - 8 pm CST and Saturday, … more
    JPMorgan Chase (07/28/25)
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