- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- TEKsystems (Benbrook, TX)
- Must have Series 7 , Series 63, and Series 24 licenses Description Applying detailed industry/product knowledge and functional expertise, a Licensed ... brokerage, and direct at fund accounts. Resolve and respond to advisor/ client inquiries Research complex issues Focus on identifying, developing, and implementing… more
- TEKsystems (Fort Worth, TX)
- …involve rotation of job responsibilities for purposes of cross-training and career development Skills series 7 , series 63, series 24, financial services, ... and direct at fund accounts. Resolve and respond to advisor/ client inquiries communicating concepts and strategies in simple and...computer skills Top Skills Details series 7 , series 63, series … more
- Bank of America (The Woodlands, TX)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Client Relationship Manager** Wealth Management Client ...**Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... **Summary** The RIA Client Advisor is responsible for furthering the growth...Houston, Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more
- Truist (Fort Worth, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Bank of America (Frisco, TX)
- Private Client Manager II New York, New York;Frisco, Texas **To...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Manager-II\_24027652) **Job Description:** At Bank of America, we are… more
- Bank of America (Houston, TX)
- Private Client Advisor Houston, Texas **To proceed with your application,...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Houston/Private- Client -Advisor\_24020422) **Job Description:** At Bank of America, we are… more
- Raymond James Financial, Inc. (Georgetown, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more