- Bank of America (San Antonio, TX)
- …Analysis + Financial Forecasting and Modeling + Wealth Planning **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more
- First Horizon Bank (Dallas, TX)
- …systems and payment platforms is preferred. **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** + Certified Treasury Professional ... products and services. The ideal candidate will drive product strategy, enhance client experience, and accelerate product adoption while working within a dynamic… more
- Citigroup (San Antonio, TX)
- …with exceptional networking and relationship building skills (Banking, Cards, Mortgage, etc.) + Series 7 and 63 Licenses required at time of hire **Education:** ... partners, and clients, they handle escalated customer inquiries and ensures client requests/problem resolution is handled promptly and seamlessly. The Wealth Service… more
- City National Bank (Houston, TX)
- …* Completion of or pursuit of CFA designation, MBA or both. * FINRA Series 7 : General Securities Rep * Excellent knowledge in the following areas: ... FA. They will understand investment methodologies, operational processes and client services that CNR provides. WHAT WILL YOU DO?...to FA's and CPA's * Collect and organize incoming client investment statements as submitted by independent FA *… more
- JPMorgan Chase (Dallas, TX)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... both advise current clients on all aspects of their balance sheet and generate new client acquisition. You will be part of a local team and supported by an… more
- Raymond James Financial, Inc. (Dallas, TX)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 & 66 required. + Life, Health and Variable Annuity or ... advisors provide sound financial advice and counsel consistent with our client 's objectives, time horizon, and risk tolerance. AMP offers comprehensive education,… more
- Truist (Westlake, TX)
- …professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance ... risk tolerance to determine which investment products and services best meet the client 's needs and to implement those products and services as appropriate. 3.… more
- Truist (Houston, TX)
- …enable individuals with disabilities to perform the essential functions. 1. BA/BS degree 2. Licenses: Series 7 , 79, 63 3. 4 years of related work experience 4. ... America) **Please review the following job description:** Responsible for providing client coverage banking services to corporate clients, to include corporate… more
- TD Bank (Dallas, TX)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics; + Series 7 , 79 and 63 + 0-3 years of related experience ... through strategic M&A opportunities and capital markets transactions. Our client -first, solutions-oriented, and product agnostic approach drives high quality… more
- JPMorgan Chase (Plano, TX)
- …achieve their financial goals. **Required qualifications, capabilities, and skills:** * A valid and active Series 7 * A valid and active Series 66 (63/65) ... appointments via video or phone, build a personalized financial plan for each client , and match clients with investment portfolios that are designed and managed by… more